Scott H. Shlecter

SHLECTER WEALTH MANAGEMENT

BEVERLY HILLS, CA

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CRD#: 4810465

Professional summary

Scott Howard Shlecter is a registered financial advisor currently at SHLECTER WEALTH MANAGEMENT, LLC located in Beverly Hills, California and PASADENA PRIVATE WEALTH, LLC located in Los Angeles, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Scott has worked at 5 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Shlecter Wealth Management, LLC, Yes, Principal, 1714 Angelo Drive Beverly Hills, CA 90210, 5/2013, 10-20 hours/month, financial consulting

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Howard Shlecter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2013 - Present

SHLECTER WEALTH MANAGEMENT, LLC

RIA

CRD#: 167973

BEVERLY HILLS, CA

Current

April 16, 2025 - Present

PASADENA PRIVATE WEALTH, LLC

Office #1: 1901 Avenue Of The Stars Suite 1005, Los Angeles, CA 90067

RIA

CRD#: 295178

LOS ANGELES, CA

Past

August 10, 2009 - April 2, 2013

MORTON WEALTH

RIA

CRD#: 141250

CALABASAS, CA

Past

October 5, 2004 - July 16, 2009

KAYNE ANDERSON CAPITAL ADVISORS LP

RIA

CRD#: 104536

LOS ANGELES, CA

Past

August 17, 2004 - December 2, 2005

KA ASSOCIATES, LLC

CRD#: 32029

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PASADENA PRIVATE WEALTH, LLC

CRD#: 295178 / SEC#: 801-112999

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/17/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 7/19/2004

General Securities Representative Examination

Current Firm

PASADENA PRIVATE WEALTH, LLC

CRD#: 295178 / SEC#: 801-112999

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

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Contact information

Main Address

2 North Lake Avenue Suite 520, Pasadena, CA 91101

Mailing Address

Phone number

(626) 993-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PASADENA PRIVATE WEALTH PART 2A BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,843
AUM (Assets Under Management)	$ 1,268,875,503

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott H. Shlecter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Howard Shlecter's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHLECTER WEALTH MANAGEMENT, LLC

PASADENA PRIVATE WEALTH, LLC

MORTON WEALTH

KAYNE ANDERSON CAPITAL ADVISORS LP

KA ASSOCIATES, LLC

Primary Firm SEC Registration

PASADENA PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/2004

Series 7

Date: 7/19/2004

Current Firm

PASADENA PRIVATE WEALTH, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PASADENA PRIVATE WEALTH, LLC

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