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VH

Virginia M. Hommel

Some features on this profile are disabled
CRD#: 4810205
VH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Virginia Marie Hommel was a registered financial professional .

Virginia is a previously registered financial professional and started their career in finance in 2005. Virginia had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 13, 2012 - March 28, 2017

COMERICA SECURITIES

RIA
CRD#: 17079
FARMINGTON, MI
Past

April 2, 2012 - March 28, 2017

COMERICA SECURITIES

BD
CRD#: 17079
FARMINGTON, MI
Past

December 6, 2011 - April 2, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
ANN ARBOR, MI
Past

December 1, 2011 - April 2, 2012

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ANN ARBOR, MI
Past

October 1, 2008 - December 2, 2011

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
GROSSE POINTE, MI
Past

October 1, 2008 - December 2, 2011

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
GROSSE POINTE, MI
Past

September 10, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

RIA
CRD#: 18718
DETROIT, MI
Past

September 9, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
DETROIT, MI
Past

November 27, 2006 - August 21, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
BLOOMFIELD HILLS, MI
Past

November 27, 2006 - August 21, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
BLOOMFIELD HILLS, MI
Past

August 18, 2005 - November 14, 2006

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
BIRMINGHAM, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/8/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/28/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/17/2005
General Securities Representative Examination

Current Firm

CS
COMERICA SECURITIES
ADVANTAGE INVESTMENT SERVICE | MANUBANK INVESTMENT SERVICES CORPORATION | COMERICA SECURITIES,INC. | COMERICA SECURITIES | COMERCIA SECURITIES

CRD#: 17079 / SEC#: 801-64897, 8-35001

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1000 Woodward Ave, Detroit, MI 48226
Mailing Address
36455 Corporate Drive Mail Code 3291, Farmington Hills, MI 48331
Phone number
(214) 462-1117
Established
Michigan since 10/10/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
211

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

COMERICA SECURITIES ADV PART 2 DISCLOSURE BROCHURE (4/26/2023)
COMERICA SECURITIES WRAP FEE PROGRAM BROCHURE (4/26/2023)

Direct owners and executive officers

NamePositionCRD#
COMERICA INVESTMENT SERVICES, INC.SHAREHOLDER
AMOS, NICHOLAS CHARLESDIRECTOR2013807
CARR, JAMESDIRECTOR4353199
MAIER, JOHN BONIFACEDIRECTOR1812378
MURDOCK, WILLIAM BCEO/PRESIDENT/CHAIRMAN5777100
SCHELL, RICHARD EDWARDDIRECTOR/ SENIOR VICE PRESIDENT/ CCO1543415
THAIRANI, POOJADIRECTOR/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER7869698

Regulatory assets under management

Total Number of Accounts4,527
AUM (Assets Under Management)$ 2,385,128,214

Disclosures

Regulatory Event13
Arbitration3

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/11/2023
Cover Page
Report
12/05/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMERICA SECURITIES

CRD#: 17079

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