Rachel A. Rigoli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rachel A Rigoli, who also goes by Rachel A. Kendall, Rachel A. Rigoli, was a registered financial professional .
Rachel is a previously registered financial professional and started their career in finance in 2005. Rachel had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2017 - December 31, 2017
FIRST DOMINION CAPITAL CORP.
April 21, 2015 - December 31, 2016
TSC DISTRIBUTORS, LLC
September 24, 2012 - August 26, 2014
LPL FINANCIAL LLC
April 25, 2008 - August 3, 2012
NATIXIS DISTRIBUTION, LLC
September 19, 2006 - April 11, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
February 16, 2005 - November 14, 2005
LOOMIS SAYLES DISTRIBUTORS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST DOMINION CAPITAL CORP.
CRD#: 16330 / SEC#: , 8-33719
Contact information
FINRA licenses (18 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN PASCO III REVOCABLE TRUST DATED MAY 10, 2004 | OWNER | |
| PRICE, JOHN CLIFFORD | OWNER | 1707529 |
| ANCI, CHRISTOPHER FRANCIS | PRESIDENT, FINOP, PRINCIPAL | 2747555 |
| PASCO, JOHN III | TRUSTEE | 357414 |
| PORTWOOD, WILLIAM BOYCE | CHIEF COMPLIANCE OFFICER | 4853700 |
| VERMILLERA, SANDRA ZEMBACHS | VICE PRESIDENT, TREASURER, PRINCIPAL | 6376063 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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