KM
Kristal A. Mcmahan
SCS
Bellevue, WA 98004
Some features on this profile are disabled
CRD#: 4810133
KM
Professional summary
Kristal Anne Mcmahan, who also goes by Kristal Anne Klein, is a registered financial advisor currently at SCS located in Bellevue, Washington and LPL FINANCIAL LLC located in Bellevue, Washington.
Kristal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kristal has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristal Anne Klein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/05/2022 - Spokane Valley Licensing - Not Investment Related - Spokane Valley, WA 99206 - Outside/W-2 Employment - Officer - Treasurer - Start Date - 01/01/2022 - 2 Hours Per Month/0 Hours During Securities Trading 2. 1/26/2023 - NorthwestSCS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/20/2015 - 0 Hours Per Month/0 Hours During Securities Trading 3. 1/26/2023 - SCS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/09/2015 - 160 Hours Per Month/140 Hours During Securities Trading 4. 2/2/2023 - SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 12/07/2020 - 160 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/02/2023 - SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 12/15/2021 - 160 Hours Per Month/ 100 Hours During Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Kristal Anne Mcmahan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2020 - Present
SCS
Office #1: 10900 Ne 8th Street 15th Floor - Suite 1550, Bellevue, WA 98004RIA
CRD#: 310849
Bellevue, WA
Current
January 31, 2014 - Present
LPL FINANCIAL LLC
Office #1: 10900 Ne 8th St.15th Fl #1550, Bellevue, WA 98004RIA
BD
CRD#: 6413
Bellevue, WA
Past
January 31, 2014 - March 9, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
BELLEVUE, WA
Past
July 20, 2010 - February 6, 2014
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
BOSTON, MA
Past
March 24, 2010 - February 6, 2014
SIGNATOR FINANCIAL SERVICES, INC.
RIA
CRD#: 19061
BOSTON, MA
Past
October 24, 2006 - November 18, 2008
ELLIOTT COVE CAPITAL MANAGEMENT
RIA
CRD#: 123636
SEATTLE, WA
Past
October 12, 2004 - September 16, 2005
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
BELLEVUE, WA
Past
July 30, 2004 - September 16, 2005
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SCS
BENSLER, LLC | SOUND CONSULTING SERVICES | SCS
CRD#: 310849 / SEC#: 801-119764
RIA
Registered Investment Advisory firm - (11/9/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/22/2022)
RR
Arizona(6/14/2018)
RR
California(8/22/2022)
RR
Colorado(5/29/2018)
RR
Connecticut(5/2/2022)
RR
Delaware(8/22/2022)
RR
District of Columbia(1/12/2023)
RR
Florida(5/29/2018)
RR
Georgia(1/12/2023)
RR
Hawaii(8/22/2022)
RR
Idaho(5/30/2018)
RR
Illinois(5/30/2018)
RR
Indiana(1/12/2023)
RR
Iowa(8/22/2022)
RR
Kansas(8/22/2022)
RR
Kentucky(1/12/2023)
RR
Maryland(5/29/2018)
RR
Massachusetts(1/12/2023)
RR
Michigan(8/22/2022)
RR
Minnesota(1/12/2023)
RR
Mississippi(1/12/2023)
RR
Missouri(8/22/2022)
RR
Montana(8/22/2022)
RR
Nebraska(1/12/2023)
RR
Nevada(8/22/2022)
RR
New Jersey(1/12/2023)
RR
New Mexico(1/12/2023)
RR
New York(8/22/2022)
RR
North Carolina(8/23/2022)
RR
Ohio(5/30/2018)
RR
Oklahoma(8/22/2022)
RR
Oregon(8/22/2022)
RR
Pennsylvania(1/12/2023)
RR
South Carolina(1/12/2023)
RR
South Dakota(1/12/2023)
RR
Texas(8/22/2022)
IAR
Texas(1/3/2023)
RR
Utah(8/22/2022)
RR
Virginia(6/1/2018)
RR
Washington(2/10/2014)
IAR
Washington(12/2/2020)
RR
Wisconsin(1/12/2023)
RR
Wyoming(8/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SC
SCS
BENSLER, LLC | SOUND CONSULTING SERVICES | SCS
CRD#: 310849 / SEC#: 801-119764
RIA
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Contact information
Main Address
10900 Ne 8th Street 15th Floor - Suite 1550, Bellevue, WA 98004
Mailing Address
Phone number
(425) 452-1222
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,472 |
| AUM (Assets Under Management) | $ 1,637,626,061 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
