Kristal Anne Mcmahan
Professional Summary
Kristal Anne Mcmahan, who also goes by Kristal Anne Klein, is a registered financial advisor currently at SCS located in Bellevue, Washington and LPL FINANCIAL LLC located in Bellevue, Washington. Kristal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kristal has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kristal Anne Klein
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BENSLER, LLC | SOUND CONSULTING SERVICES | SCS
Contact Information
Main Address
10900 Ne 8th Street 15th Floor - Suite 1550, Bellevue, WA 98004Phone Number
(425) 452-1222# of Employees
46SEC notice filing (23 States and Territories)
Registered to provide investment advisory services in 23 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,107AUM (Assets Under Management)
$1,941,526,044Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BENSLER, LLC | SOUND CONSULTING SERVICES | SCS
State Registrations and Notice Filings
(8/22/2022)
(6/14/2018)
(8/22/2022)
(5/29/2018)
(5/2/2022)
(8/22/2022)
(1/12/2023)
(5/29/2018)
(1/12/2023)
(8/22/2022)
(5/30/2018)
(5/30/2018)
(1/12/2023)
(8/22/2022)
(8/22/2022)
(1/12/2023)
(5/29/2018)
(1/12/2023)
(8/22/2022)
(1/12/2023)
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(8/22/2022)
(8/22/2022)
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(8/22/2022)
(1/12/2023)
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(8/22/2022)
(8/23/2022)
(5/30/2018)
(8/22/2022)
(8/22/2022)
(1/12/2023)
(1/12/2023)
(1/12/2023)
(8/22/2022)
(1/3/2023)
(8/22/2022)
(6/1/2018)
(2/10/2014)
(12/2/2020)
(1/12/2023)
(8/22/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Kristal Anne Mcmahan's CRS (Customer Relationship Summary).
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