Sean P. Healy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Patrick Healy was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2006. Sean had worked at 7 firms and has passed the Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2016 - May 31, 2017
VOYA FINANCIAL PARTNERS, LLC
March 25, 2010 - March 23, 2011
GLOBAL PORTFOLIO STRATEGIES, INC.
March 25, 2010 - March 23, 2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 12, 2009 - February 19, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 22, 2008 - February 19, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 23, 2007 - July 26, 2007
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 25, 2006 - February 27, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 25, 2006 - February 27, 2007
OSAIC FA, INC.
March 13, 2006 - May 30, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
