Kristina R. Cummings
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CRD#: 4810024
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristina Rae Cummings, CFP®, who also goes by Kristina Rae Cummings, Kristina Cummings, Kristina Rae Jilek, was a registered financial professional .
Kristina is a previously registered financial professional and started their career in finance in 2005. Kristina had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kristina Rae Cummings | Kristina Cummings | Kristina Rae Jilek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Past
March 10, 2020 - October 22, 2020
ADVISORNET WEALTH PARTNERS
RIA
CRD#: 113074
Minneapolis, MN
Past
March 26, 2019 - December 31, 2019
PRESTIGE WEALTH MANAGEMENT
RIA
CRD#: 110304
WOODBURY, MN
Past
November 1, 2017 - February 1, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Minneapolis, MN
Past
October 30, 2017 - February 1, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Minneapolis, MN
Past
January 10, 2017 - April 17, 2017
CREATIVE PLANNING
RIA
CRD#: 105348
Golden Valley, MN
Past
May 29, 2014 - September 27, 2016
BMO HARRIS FINANCIAL ADVISORS, INC.
RIA
CRD#: 137115
Wayzata, MN
Past
May 29, 2014 - September 27, 2016
BMO HARRIS FINANCIAL ADVISORS, INC.
BD
CRD#: 137115
Wayzata, MN
Past
April 22, 2014 - May 15, 2014
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
BLOOMINGTON, MN
Past
August 14, 2013 - May 15, 2014
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
BLOOMINGTON, MN
Past
May 25, 2011 - June 7, 2013
ALLIANZ LIFE FINANCIAL SERVICES, LLC
BD
CRD#: 612
GOLDEN VALLEY, MN
Past
November 8, 2010 - May 5, 2011
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
MAPLE GROVE, MN
Past
November 19, 2007 - June 12, 2009
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
MAPLE GROVE, MN
Past
December 8, 2005 - June 12, 2009
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
MAPLE GROVE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ADVISORNET WEALTH PARTNERS
ADVANCED RETIREMENT RESOURCES | WOLD FINANCIAL GROUP | WEINBACH INVESTMENT MANAGEMENT, LLC | WEBSKOWSKI FINANCIAL NETWORK | WEALTH MANAGEMENT INTERNATIONAL LTD | WALTER R. BOMGREN | TUFFORD-HUGHES & ASSOCIATES | THE MOSHIER GROUP | THE CUNNINGHAM GROUP | SWENSON ANDERSON FINANCIAL GROUP, INC. | SWENSON ANDERSON FINANCIAL GROUP | SWENSON ANDERSON ASSOCIATES, INC. | STRONG TOWER WEALTH MANAGEMENT | STONEBRIDGE WEALTH PARTNERS | STILL WATERS PLANNING | STERLING RETIREMENT RESOURCES, INC | STERLING RETIREMENT RESOURCES | SHOCKMAN FINANCIAL | SBI WEALTH MANAGEMENT | SBI FINANCIAL SERVICES | ROSHOLT FINANCIAL ADVISORS | ROBERT J. MCHATTIE | RICE CREEK WEALTH MANAGEMENT | RETIREMENT ADVISORY SERVICES | PLANVISER FINANCIAL | PINE GROVE FINANCIAL GROUP | PEAK PORTFOLIO MANAGEMENT | PEAK ADVISORY | ONE LIFE FINANCIAL GROUP | NUTTER FINANCIAL GROUP | MY FINANCIAL GUARDIAN | MICHAEL D. PETERSEN | MEATH FINANCIAL GROUP | MCCABE & ASSOCIATES | MAY FINANCIAL PLANNING | MATTSON WEALTH MANAGEMENT | MASTERTECH FINANCIAL | LURIE WEALTH ADVISORS | LIFELONG WEALTH ADVISORS | LEWIS FINANCIAL ADVISORS, LLC | LEWIS FINANCIAL ADVISORS | KUITU FINANCIAL SERVICES | KRISTI L. ANDERSON FINANCIAL PARTNERS, LLC | KRISTI L. ANDERSEN FINANCIAL PARTNERS | KLB FINANCIAL | KESHEMBERG ADVISORY | KADENCE WEALTH | JRA FINANCIAL | JOSH WEBSKOWSKI | INSIGHT FINANCIAL GROUP | HUTCHISON FINANCIAL ADVISORS | HUTCHINSON FINANCIAL ADVISORS, LLC | HEMME WEALTH MANAGEMENT | GREAT WATERS FINANCIAL | GRAY PINES WEALTH MANAGEMENT | FSA ADVISORS, LLP | FREEDOM FINANCIAL PARTNERS | FINANCIALLY FLUENT ADVISORS | FINANCIAL PLANNING PARTNERS | FINANCIAL CONSULTANTS OF RAPID CITY | FETSCH, SNYDER & ASSOCIATES | EXECUTIVE FINANCIAL SERVICES, INC. (EFSI) | EXECUTIVE FINANCIAL SERVICES INC | EWEALTHPARTNERS | EPOCH FINANCIAL GROUP | ENSEMBLE PLANNING, LLC | ENSEMBLE PLANNING | EMPIRE ASSET MANAGEMENT GROUP | EAGLE CREEK FINANCIAL ADVISORS | DUNNCREEK ADVISORS | DRACH FINANCIAL | DORVAL & CHORNE FINANCIAL ADVISORS | CROWN CAPITAL ADVISORY | COYOTE FINANCIAL | COULTER, SCHMIDT & KLEIN PRIVATE WEALTH ADVISORS | CORNERSTONE ADVISORS | CONTEGO CAPITAL | CLEARPATH WEALTH ADVISORS | CARSON CHOICE RETIREMENT SOLUTIONS | CAPITAL PARTNERS INVESTMENT GROUP | CALCULATED WEALTH PARTNERS | BRUMBAUGH WEALTH MANAGEMENT | BRIGHTLINE GROUP | BOX FINANCIAL | BOND AND DEVICK FINANCIAL NETWORK | BERGERSON RESOURCE GROUP | ALPHA WEALTH ADVISORS | ALIGNED WEALTH PLANNING GROUP | AJW FINANCIAL | AGM FINANCIAL GROUP | AFFIANCE FINANCIAL | ADVISORNET WEALTH PARTNERS | ADVISORNET WEALTH MANAGEMENT | ADVISORNET FINANCIAL, INC. | ADVISORNET FINANCIAL PARTNERS | ADVISORNET FINANCIAL | ADVANCED WEALTH MANAGEMENT GROUP
CRD#: 113074 / SEC#: 801-77035
RIA
Registered Investment Advisory firm - (8/29/2012 Approved)Arizona
Registered Investment Advisory firm - (9/4/2012 Terminated)Delaware
Registered Investment Advisory firm - (7/14/2010 Terminated)Indiana
Registered Investment Advisory firm - (9/6/2012 Terminated)Minnesota
Registered Investment Advisory firm - (9/4/2012 Terminated)Missouri
Registered Investment Advisory firm - (10/23/2007 Terminated)North Dakota
Registered Investment Advisory firm - (12/13/2005 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/19/2010 Terminated)Texas
Registered Investment Advisory firm - (9/4/2012 Terminated)Wisconsin
Registered Investment Advisory firm - (9/4/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
ADVISORNET WEALTH PARTNERS
ADVANCED RETIREMENT RESOURCES | WOLD FINANCIAL GROUP | WEINBACH INVESTMENT MANAGEMENT, LLC | WEBSKOWSKI FINANCIAL NETWORK | WEALTH MANAGEMENT INTERNATIONAL LTD | WALTER R. BOMGREN | TUFFORD-HUGHES & ASSOCIATES | THE MOSHIER GROUP | THE CUNNINGHAM GROUP | SWENSON ANDERSON FINANCIAL GROUP, INC. | SWENSON ANDERSON FINANCIAL GROUP | SWENSON ANDERSON ASSOCIATES, INC. | STRONG TOWER WEALTH MANAGEMENT | STONEBRIDGE WEALTH PARTNERS | STILL WATERS PLANNING | STERLING RETIREMENT RESOURCES, INC | STERLING RETIREMENT RESOURCES | SHOCKMAN FINANCIAL | SBI WEALTH MANAGEMENT | SBI FINANCIAL SERVICES | ROSHOLT FINANCIAL ADVISORS | ROBERT J. MCHATTIE | RICE CREEK WEALTH MANAGEMENT | RETIREMENT ADVISORY SERVICES | PLANVISER FINANCIAL | PINE GROVE FINANCIAL GROUP | PEAK PORTFOLIO MANAGEMENT | PEAK ADVISORY | ONE LIFE FINANCIAL GROUP | NUTTER FINANCIAL GROUP | MY FINANCIAL GUARDIAN | MICHAEL D. PETERSEN | MEATH FINANCIAL GROUP | MCCABE & ASSOCIATES | MAY FINANCIAL PLANNING | MATTSON WEALTH MANAGEMENT | MASTERTECH FINANCIAL | LURIE WEALTH ADVISORS | LIFELONG WEALTH ADVISORS | LEWIS FINANCIAL ADVISORS, LLC | LEWIS FINANCIAL ADVISORS | KUITU FINANCIAL SERVICES | KRISTI L. ANDERSON FINANCIAL PARTNERS, LLC | KRISTI L. ANDERSEN FINANCIAL PARTNERS | KLB FINANCIAL | KESHEMBERG ADVISORY | KADENCE WEALTH | JRA FINANCIAL | JOSH WEBSKOWSKI | INSIGHT FINANCIAL GROUP | HUTCHISON FINANCIAL ADVISORS | HUTCHINSON FINANCIAL ADVISORS, LLC | HEMME WEALTH MANAGEMENT | GREAT WATERS FINANCIAL | GRAY PINES WEALTH MANAGEMENT | FSA ADVISORS, LLP | FREEDOM FINANCIAL PARTNERS | FINANCIALLY FLUENT ADVISORS | FINANCIAL PLANNING PARTNERS | FINANCIAL CONSULTANTS OF RAPID CITY | FETSCH, SNYDER & ASSOCIATES | EXECUTIVE FINANCIAL SERVICES, INC. (EFSI) | EXECUTIVE FINANCIAL SERVICES INC | EWEALTHPARTNERS | EPOCH FINANCIAL GROUP | ENSEMBLE PLANNING, LLC | ENSEMBLE PLANNING | EMPIRE ASSET MANAGEMENT GROUP | EAGLE CREEK FINANCIAL ADVISORS | DUNNCREEK ADVISORS | DRACH FINANCIAL | DORVAL & CHORNE FINANCIAL ADVISORS | CROWN CAPITAL ADVISORY | COYOTE FINANCIAL | COULTER, SCHMIDT & KLEIN PRIVATE WEALTH ADVISORS | CORNERSTONE ADVISORS | CONTEGO CAPITAL | CLEARPATH WEALTH ADVISORS | CARSON CHOICE RETIREMENT SOLUTIONS | CAPITAL PARTNERS INVESTMENT GROUP | CALCULATED WEALTH PARTNERS | BRUMBAUGH WEALTH MANAGEMENT | BRIGHTLINE GROUP | BOX FINANCIAL | BOND AND DEVICK FINANCIAL NETWORK | BERGERSON RESOURCE GROUP | ALPHA WEALTH ADVISORS | ALIGNED WEALTH PLANNING GROUP | AJW FINANCIAL | AGM FINANCIAL GROUP | AFFIANCE FINANCIAL | ADVISORNET WEALTH PARTNERS | ADVISORNET WEALTH MANAGEMENT | ADVISORNET FINANCIAL, INC. | ADVISORNET FINANCIAL PARTNERS | ADVISORNET FINANCIAL | ADVANCED WEALTH MANAGEMENT GROUP
CRD#: 113074 / SEC#: 801-77035
RIA
Registered Investment Advisory firm - (8/29/2012 Approved)Arizona
Registered Investment Advisory firm - (9/4/2012 Terminated)Delaware
Registered Investment Advisory firm - (7/14/2010 Terminated)Indiana
Registered Investment Advisory firm - (9/6/2012 Terminated)Minnesota
Registered Investment Advisory firm - (9/4/2012 Terminated)Missouri
Registered Investment Advisory firm - (10/23/2007 Terminated)North Dakota
Registered Investment Advisory firm - (12/13/2005 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/19/2010 Terminated)Texas
Registered Investment Advisory firm - (9/4/2012 Terminated)Wisconsin
Registered Investment Advisory firm - (9/4/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
110 Cheshire Lane Suite 200, Minnetonka, MN 55305
Mailing Address
Phone number
(612) 347-8600
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,091 |
| AUM (Assets Under Management) | $ 2,339,617,295 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
