Stephen K. Gattis

SKG INVESTMENT SERVICES

Seattle, WA 98133

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CRD#: 4809951

Professional summary

Stephen Kelley Gattis is a registered financial advisor currently at SKG INVESTMENT SERVICES, LLC located in Seattle, Washington.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Stephen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRINCIPAL OWNER OF REGISTRANT IS OWNER AND OPERATOR OF THE ACCOUNTING FIRM GATTIS STWEART & ASSOCIATES, P.S. STARTED IN 1978. THE ACCOUNTING FIRM IS NOT INVESTMENT RELATED AND THE PRINCIPAL OF THE REGISTRANT SPENDS AT LEAST 4 HOURS PER HAY DURING TRADING HOURS PROVIDING ACCOUNTING SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Kelley Gattis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2004 - Present

SKG INVESTMENT SERVICES, LLC

Office #1: 2150 No 107th St Suite 470, Seattle, WA 98133

RIA

CRD#: 131685

Seattle, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(6/18/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2003

Uniform Investment Adviser Law Examination

Current Firm

SKG INVESTMENT SERVICES, LLC

SKG INVESTMENT SERVICES LLC | SKG INVESTMENT SERVICES, LLC

CRD#: 131685 / SEC#: 801-63252

RIA

Registered Investment Advisory firm - (11/24/2004 Terminated)

Washington

Registered Investment Advisory firm - (11/24/2004 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2150 No 107th St Suite 470, Seattle, WA 98133

Mailing Address

Phone number

(206) 448-3480

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 30,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen K. Gattis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Kelley Gattis's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKG INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2003

Current Firm

SKG INVESTMENT SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SKG INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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