Kathryn G. Catalana

TIDEHAVEN WEALTH

MOUNT PLEASANT, SC 29464

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CRD#: 4809950

Professional summary

Kathryn Grantz Catalana, CFP®, who also goes by Kathryn Elizabeth Catalana, Katie G Catalana, Katie Grantz Catalana, Kathryn Elizabeth Grantz, Katie Grantz, is a registered financial advisor currently at TIDEHAVEN WEALTH, LLC located in Mount Pleasant, South Carolina.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kathryn has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathryn Elizabeth Catalana | Katie G Catalana | Katie Grantz Catalana | Kathryn Elizabeth Grantz | Katie Grantz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Independent insurance agent;not investment related;238 Mathis Ferry Road, Unit#104, Mount Pleasant,SC 29464; independent insurance agent;11/2015;20 hrs/month;1 hr during trading;sell and service insurance-fixed life,accident,& health 2) Hobcaw yacht Club; not-investment related; SC; Board Member / Treasurer; 2024; approx 8 hrs/mo outside trading hours; provide financial reporting, reimbursements and some purchases. 3) James B. Edwards Elementary school PTO; not-investment related; Mount Pleasant, SC; Treasurer; 07/2019; approx 8 hrs/mo outside trading hours; provide financial reporting, reimbursements and some purchases.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Grantz Catalana's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

December 11, 2015 - Present

TIDEHAVEN WEALTH, LLC

Office #1: 238 Mathis Ferry Road Unit 104, Mount Pleasant, SC 29464

RIA

CRD#: 281814

MOUNT PLEASANT, SC

Past

November 5, 2015 - November 28, 2017

TRIAD ADVISORS LLC

CRD#: 25803

Mount Pleasant, SC

Past

January 2, 2015 - November 12, 2015

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

CHARLESTON, SC

Past

January 2, 2015 - November 12, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

CHARLESTON, SC

Past

February 19, 2009 - January 2, 2015

NEW ENGLAND SECURITIES

RIA

CRD#: 615

CHARLESTON, SC

Past

January 15, 2009 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

CHARLESTON, SC

Past

March 16, 2006 - January 15, 2009

SCOTT & STRINGFELLOW, LLC

RIA

CRD#: 6255

CHARLESTON, SC

Past

January 23, 2006 - January 15, 2009

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

CHARLESTON, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/24/2025)

IAR

Georgia
(11/3/2021)

IAR

Louisiana
(4/7/2016)

IAR

North Carolina
(9/4/2019)

IAR

South Carolina
(12/11/2015)

IAR

Texas
(8/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/14/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/2006

General Securities Representative Examination

Current Firm

TIDEHAVEN WEALTH, LLC

TIDEHAVEN WEALTH | TIDEHAVEN WEALTH, LLC | TIDEHAVEN WEALTH, INC. | TIDEHAVEN WEALTH LLC

CRD#: 281814 / SEC#:

Florida

Registered Investment Advisory firm - (6/24/2025 Approved)

Georgia

Registered Investment Advisory firm - (11/3/2021 Approved)

Louisiana

Registered Investment Advisory firm - (4/7/2016 Approved)

North Carolina

Registered Investment Advisory firm - (8/15/2019 Approved)

South Carolina

Registered Investment Advisory firm - (12/11/2015 Approved)

Texas

Registered Investment Advisory firm - (8/21/2019 Conditional Restricted)

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Contact information

Main Address

238 Mathis Ferry Road Unit 104, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 284-8040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	514
AUM (Assets Under Management)	$ 98,337,406

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathryn G. Catalana

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Grantz Catalana's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIDEHAVEN WEALTH, LLC

TRIAD ADVISORS LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/14/2006

SIE

Date: 11/28/2017

Series 7

Date: 1/20/2006

Current Firm

TIDEHAVEN WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TIDEHAVEN WEALTH, LLC

TRUST BUT VERIFY

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