Robert F. Pascuzzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Francis Pascuzzi III, who also goes by Robert Francis Pascuzz, Robert Francis Pascuzzi, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2018. Robert had worked at 7 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2019 - August 5, 2019
CITI ORDER ROUTING AND EXECUTION, LLC
January 22, 2019 - June 8, 2021
CITIGROUP DERIVATIVES MARKETS INC.
January 22, 2019 - October 8, 2021
CITIGROUP GLOBAL MARKETS INC.
January 22, 2019 - October 8, 2021
CITICORP SECURITIES SERVICES, INC.
January 22, 2019 - October 8, 2021
CITI PRIVATE ALTERNATIVES, LLC
April 12, 2018 - December 24, 2018
J.P. MORGAN SECURITIES LLC
April 12, 2018 - December 24, 2018
J.P. MORGAN PRIME INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 2/9/2024
Operations Professional ExaminationCurrent Firm
CITI ORDER ROUTING AND EXECUTION, LLC
CRD#: 103768 / SEC#: , 8-52261
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP FINANCIAL PRODUCTS, INC. | OWNER | |
| ARNOLD, EDWARD RAYMOND | CHIEF COMPLIANCE OFFICER | 1876464 |
| FASANO, THOMAS JAMES | CO-PRESIDENT, GENERAL SECURITIES PRINCIPAL | 1354608 |
| GATELY, TIMOTHY HUGH | DIRECTOR | 2570328 |
| MOGILEVSKY, CHARLES ROBERT | PRINCIPAL OPERATIONS OFFICER | 1712540 |
| MOGILEVSKY, CHARLES ROBERT | CHIEF EXECUTIVE OFFICER | 1712540 |
| SALIBA, RAMSEY | PRINCIPAL FINANCIAL OFFICER / FINOP | 5358958 |
| WINCHESTER, J SLADE | CO-PRESIDENT, OPTIONS PRINCIPAL | 1762956 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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