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AT

Anne Tahim

CAPSTONE WEALTH MANAGEMENT,
Santa Ana, CA 92703
Some features on this profile are disabled
CRD#: 4809451
AT

Professional summary

Anne Tahim, who also goes by Anne Bajaj, is a registered financial advisor currently at CAPSTONE WEALTH MANAGEMENT, INC located in Santa Ana, California.

Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Anne has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Anne Bajaj

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Tahim and Associates, APC;Not Investment Related;901 W. Civic Center Dr., Suite 160, Santa Ana CA 92703;CPA Services;President; Started 03/2011; Accounting and Tax Preparation; 25 hours per week. (2) Resource Management Consultants, Inc Not Investment Related; 901 W. Civic Center Dr., Suite 160, Santa Ana CA 92703;Insurance Services; President;Started 03/2011; Life, Health, Annuity and Insurance Services; 10 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Tahim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 22, 2021 - Present

CAPSTONE WEALTH MANAGEMENT, INC

Office #1: 901 W. Civic Center Dr. Suite 160, Santa Ana, CA 92703
RIA
CRD#: 172040
Santa Ana, CA
Past

April 1, 2016 - November 1, 2016

AXXCESS WEALTH MANAGEMENT, LLC

RIA
CRD#: 164081
ANAHEIM, CA
Past

February 6, 2015 - December 31, 2020

CAPSTONE WEALTH MANAGEMENT, INC

RIA
CRD#: 172040
ANAHEIM, CA
Past

June 5, 2012 - March 10, 2015

HB SECURITIES, LLC

BD
CRD#: 140356
BEVERLY HILLS, CA
Past

July 7, 2011 - May 11, 2012

ARQUE CAPITAL, LTD.

RIA
CRD#: 121192
SCOTTSDALE, AZ
Past

May 31, 2011 - March 10, 2015

NMS CAPITAL ASSET MANAGEMENT, INC.

RIA
CRD#: 149678
BEVERLY HILLS, CA
Past

March 30, 2011 - May 11, 2012

ARQUE CAPITAL, LTD.

BD
CRD#: 121192
SCOTTSDALE, AZ
Past

July 24, 2009 - September 7, 2010

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
ANAHEIM, CA
Past

April 1, 2009 - September 7, 2010

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
ANAHEIM, CA
Past

May 28, 2008 - July 21, 2009

SECURA FINANCIAL

RIA
CRD#: 137324
ORANGE, CA
Past

May 22, 2007 - April 6, 2009

LPL FINANCIAL LLC

RIA
CRD#: 6413
ORANGE, CA
Past

May 22, 2007 - April 6, 2009

LPL FINANCIAL LLC

BD
CRD#: 6413
ORANGE, CA
Past

January 27, 2006 - July 12, 2006

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
ANAHEIM, CA
Past

February 24, 2005 - July 12, 2006

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
ANAHEIM, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/22/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/9/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/10/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/2005
General Securities Representative Examination

Current Firm

CW
CAPSTONE WEALTH MANAGEMENT, INC
CAPSTONE WEALTH MANAGEMENT, INC | TAHIM FINANCIAL GROUP, INC

CRD#: 172040 / SEC#:

California
Registered Investment Advisory firm - (2/22/2021 Approved)
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Contact information

Main Address
901 W. Civic Center Dr. Suite 160, Santa Ana, CA 92703
Mailing Address
Phone number
(714) 772-4744
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts142
AUM (Assets Under Management)$ 27,683,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPSTONE WEALTH MANAGEMENT, INC

CRD#: 172040Santa Ana, CA 92703

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