Travis W. Holmstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Travis Wesley Holmstrom was a registered financial professional .
Travis is a previously registered financial professional and started their career in finance in 2004. Travis had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2011 - October 8, 2012
WESTPARK WEALTH ADVISORS, INC.
August 25, 2011 - October 8, 2012
IMS SECURITIES, INC.
July 9, 2009 - August 16, 2011
COMMONWEALTH FINANCIAL NETWORK
July 9, 2009 - August 16, 2011
COMMONWEALTH FINANCIAL NETWORK
October 16, 2008 - December 18, 2008
CETERA INVESTMENT SERVICES LLC
February 1, 2006 - December 18, 2008
GUARANTY BROKERAGE SERVICES, INC.
June 17, 2004 - January 13, 2006
MM ASCEND LIFE INVESTOR SERVICES, LLC
Primary Firm SEC Registration
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914 / SEC#: 801-63009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914 / SEC#: 801-63009
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 229,314,510 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
