Adam J. Moeller

ENCOMPASS MORE ASSET MANAGEMENT LLC

Denver, CO 80237

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CRD#: 4809101

Professional summary

Adam Jon Moeller, who also goes by Adam Moeller, is a registered financial advisor currently at ENCOMPASS MORE ASSET MANAGEMENT LLC located in Denver, Colorado.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Adam has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Moeller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AJM FINANCIAL LLC; INVST RELATED; 4600 S. SYRACUSE STREET, 9TH FL, DENVER, CO 80236; INDEPENDENT INSURANCE AGENT. SELLS FIXED ANNUITIES, FIXED LIFE INSURANCE POLICIES, FIXED INDEXED ANNUITIES, UNIVERSAL LIFE, TERM LIFE, LONG TERM CARE AND HEALTH INSURANCE. 25 HOURS PER WEEK DURING MARKET HOURS; STARTED 10/2009

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Jon Moeller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2023 - Present

ENCOMPASS MORE ASSET MANAGEMENT LLC

Office #1: 4600 S. Syracuse Street 9th Fl., Denver, CO, 80237

RIA

CRD#: 322382

Denver, CO

Past

November 8, 2017 - May 31, 2023

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

Greenwood Village, CO

Past

July 25, 2016 - November 6, 2017

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

Greenwood Village, CO

Past

January 6, 2014 - May 7, 2014

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

GREENWOOD VILLAGE, CO

Past

September 12, 2013 - August 14, 2014

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

DENVER, CO

Past

January 20, 2011 - December 13, 2011

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

December 15, 2010 - December 13, 2011

FORESTERS EQUITY SERVICES, INC.

RIA

CRD#: 18464

DENVER, CO

Past

October 20, 2004 - November 6, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DENVER, CO

Past

September 22, 2004 - November 6, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENCOMPASS MORE ASSET MANAGEMENT LLC

CRD#: 322382 / SEC#: 801-126102

RIA

Registered Investment Advisory firm - (7/14/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/19/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/21/2004

General Securities Representative Examination

Current Firm

ENCOMPASS MORE ASSET MANAGEMENT LLC

CRD#: 322382 / SEC#: 801-126102

RIA

Registered Investment Advisory firm - (7/14/2022 Approved)

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Contact information

Main Address

390 Diablo Rd Suite 100, Danville, CA 94526

Mailing Address

Phone number

(925) 272-8850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENCOMPASS MORE ASSET MANAGEMENT LLC ADV BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	4,025
AUM (Assets Under Management)	$ 581,910,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam J. Moeller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Jon Moeller's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNDATIONS INVESTMENT ADVISORS LLC

WEALTH WATCH ADVISORS, INC

TAYLOR CAPITAL MANAGEMENT INC.

REGAL INVESTMENT ADVISORS LLC

FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ENCOMPASS MORE ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/19/2004

Series 7

Date: 9/21/2004

Current Firm

ENCOMPASS MORE ASSET MANAGEMENT LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENCOMPASS MORE ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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