Paul E. Cohen

MARINER WEALTH

Overland Park, KS 66211

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CRD#: 4809074

Professional summary

Paul Elliot Cohen, who also goes by Paul Elliott Cohen, is a registered financial advisor currently at MARINER WEALTH located in Overland Park, Kansas.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Paul has worked at 6 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Elliott Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HUB INTERNATIONAL, OVERLAND PARK, KS, NON INVESTMENT RELATED SALES OF PROPERTY/CASULTY, BENEFITS, AND LIFE INSURANCE TO COMMERCIAL AND PUBLIC ENTITIES, STARTING IN 8/2019, APPROXIMATELY 40 HOURS PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Elliot Cohen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2019 - Present

MARINER WEALTH

Office #1: 5700 W. 112th St Suite 500, Overland Park, KS 66211

RIA

CRD#: 289886

Overland Park, KS

Past

August 26, 2014 - September 18, 2019

TWO WEST CAPITAL ADVISORS LLC

RIA

CRD#: 154543

OVERLAND PARK, KS

Past

March 16, 2006 - March 11, 2008

LAWING FINANCIAL INC

RIA

CRD#: 117178

OVERLAND PARK, KS

Past

January 24, 2006 - December 31, 2007

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

KANSAS CITY, MO

Past

August 12, 2004 - February 18, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

OVERLAND PARK, KS

Past

August 12, 2004 - February 18, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 12, 2004 - February 18, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARINER WEALTH

MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL

CRD#: 289886 / SEC#: 801-111823

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(10/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/26/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/20/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/11/2004

General Securities Representative Examination

Current Firm

MARINER WEALTH

MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL

CRD#: 289886 / SEC#: 801-111823

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

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Contact information

Main Address

5700 W. 112th St Suite 500, Overland Park, KS 66211

Mailing Address

Phone number

(913) 904-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MWA-IC FORM ADV PART 2A (3/28/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul E. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Elliot Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWO WEST CAPITAL ADVISORS LLC

LAWING FINANCIAL INC

THE O.N. EQUITY SALES COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MARINER WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 8/26/2014

Series 66

Date: 7/20/2004

Series 7

Date: 8/11/2004

Current Firm

MARINER WEALTH

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

MARINER WEALTH

TRUST BUT VERIFY

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