Michael V. Cicero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Vincent Cicero, who also goes by Michael V Cicero, Mike Cicero, Michael Cicero, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2004. Michael had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2018 - June 5, 2019
WORDEN CAPITAL MANAGEMENT LLC
March 5, 2018 - September 13, 2018
EQUITABLE ADVISORS, LLC
May 5, 2016 - May 12, 2017
J.P. MORGAN SECURITIES LLC
April 14, 2015 - March 31, 2016
BCG SECURITIES, INC.
May 21, 2014 - April 3, 2015
MSI FINANCIAL SERVICES, INC.
March 13, 2013 - December 23, 2013
GOTTBETTER CAPITAL MARKETS, LLC
January 3, 2005 - March 9, 2006
G.P. DIRECT CORP.
June 1, 2004 - September 1, 2004
G.P. DIRECT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 4/20/2005
NYSE Trading Assistant ExaminationCurrent Firm
WORDEN CAPITAL MANAGEMENT LLC
CRD#: 148366 / SEC#: , 8-68010
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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