Chad D. Evans

ALTERE FINANCIAL

Austin, TX 78701

Some features on this profile are disabled

CRD#: 4808796

Professional summary

Chad David Evans is a registered financial advisor currently at ALTERE FINANCIAL, LLC located in Austin, Texas.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Chad has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: EVANS STERNAU CPA, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA FIRM; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ACCOUNTING AND TAX SERVICES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad David Evans's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 26, 2024 - Present

ALTERE FINANCIAL, LLC

Office #1: 500 W 2nd St. Suite 1900, Austin, TX 78701

RIA

CRD#: 332723

Austin, TX

Past

February 24, 2023 - November 26, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

AUSTIN, TX

Past

October 24, 2022 - November 26, 2024

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

AUSTIN, TX

Past

January 25, 2005 - August 2, 2006

FROST BROKERAGE SERVICES, INC.

CRD#: 17465

SAN ANTONIO, TX

Past

August 4, 2004 - January 3, 2005

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/23/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/5/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/20/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/20/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2004

General Securities Representative Examination

Current Firm

ALTERE FINANCIAL, LLC

CRD#: 332723 / SEC#:

Texas

Registered Investment Advisory firm - (11/21/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

510 Bering Drive #260, Houston, TX 77057

Mailing Address

Phone number

(713) 899-6589

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 43,753,742

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Chad D. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad David Evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

FROST BROKERAGE SERVICES, INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/23/2023

Series 63

Date: 8/5/2004

Series 7TO

Date: 10/20/2022

SIE

Date: 7/20/2022

Series 7

Date: 8/2/2004

Current Firm

ALTERE FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALTERE FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors