Michael J. Heffernan
Professional summary
Michael John Heffernan is a registered financial advisor currently at S SQUARED ADVISORS LLC located in Austin, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Heffernan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2016 - Present
S SQUARED ADVISORS LLC
Office #1: 706 Guadalupe Street, Austin, TX 78701June 20, 2012 - March 29, 2016
KAPPA ASSET MANAGEMENT LLC
March 19, 2009 - December 8, 2010
FLINT ROCK GLOBAL INVESTORS, LLC
July 28, 2004 - November 15, 2004
KERSHNER TRADING GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/2/2016)
Exams
Series 55
Date: 9/2/2004
Limited Representative-Equity Trader ExamCurrent Firm
S SQUARED ADVISORS LLC
CRD#: 283785 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 70,524,042 |
Red Flags
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