Gregory B. Devine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Bernard Devine was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2004. Gregory had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2007 - September 30, 2013
GOLDEN BENEFICIAL SECURITIES CORPORATION
July 18, 2007 - September 30, 2013
GOLDEN BENEFICIAL SECURITIES CORPORATION
October 7, 2005 - February 5, 2007
WADDELL & REED
October 3, 2005 - February 5, 2007
WADDELL & REED
August 3, 2004 - July 29, 2005
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
GOLDEN BENEFICIAL SECURITIES CORPORATION
CRD#: 48029 / SEC#: , 8-52010
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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