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Patricia A. Chalian

FOCUSPOINT PRIVATE CAPITAL GROUP
New York, NY 10019
Some features on this profile are disabled
CRD#: 4808350
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Professional summary

Patricia A. Chalian, who also goes by Patricia A Chalian, Patricia A. Riordan, is a registered financial professional currently at FOCUSPOINT PRIVATE CAPITAL GROUP located in New York, New York.

Patricia is registered as a RR (Registered Representative) and started their career in finance in 2004. Patricia has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Patricia A Chalian | Patricia A. Riordan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patricia A. Chalian's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 13, 2025 - Present

FOCUSPOINT PRIVATE CAPITAL GROUP

Office #1: 712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019
BD
CRD#: 122341
New York, NY
Past

September 17, 2018 - February 3, 2020

M2O PRIVATE FUND ADVISORS LLC

BD
CRD#: 158741
WHITE PLAINS, NY
Past

March 17, 2015 - September 4, 2018

FIRST AVENUE

BD
CRD#: 145860
NEW YORK, NY
Past

May 3, 2010 - February 13, 2015

FOCUSPOINT PRIVATE CAPITAL GROUP

BD
CRD#: 122341
NEW YORK, NY
Past

August 7, 2008 - April 9, 2010

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

August 25, 2004 - February 8, 2007

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/23/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/24/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/3/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FP
FOCUSPOINT PRIVATE CAPITAL GROUP
FOCUSPOINT PRIVATE CAPITAL GROUP | LIBERTY PACIFIC SECURITIES, LLC | G2 SECURITIES, LLC | FPCG, LLC | FORBES PRIVATE CAPITAL GROUP

CRD#: 122341 / SEC#: , 8-65488

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019
Mailing Address
712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019
Phone number
(212) 887-1137
Established
Washington since 04/16/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FPCG HOLDING SPV, LLCMEMBER
CHIN, PHYLLIS NYUK FAHFINOP, PFO, POO6250921
CONROD, DAVID LUCASPRINCIPAL; PRESIDENT (09/2010)2400517
MATTIELLI, LOUIS DOMENICCHIEF COMPLIANCE OFFICER1074096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOCUSPOINT PRIVATE CAPITAL GROUP

CRD#: 122341New York, NY 10019

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