Walter Z. Santander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Zenarosa Santander, who also goes by Walter Z Santander, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 2007. Walter had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2024 - October 14, 2024
BINGHAM PRIVATE WEALTH, LLC
January 6, 2012 - November 15, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 5, 2012 - November 15, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 22, 2011 - December 21, 2011
TD AMERITRADE, INC.
March 22, 2011 - December 21, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 31, 2010 - December 21, 2011
TD AMERITRADE, INC.
May 22, 2007 - December 15, 2009
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
BINGHAM PRIVATE WEALTH, LLC
CRD#: 330598 / SEC#: 801-129987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BINGHAM PRIVATE WEALTH, LLC
CRD#: 330598 / SEC#: 801-129987
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 631 |
| AUM (Assets Under Management) | $ 206,066,171 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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