Rafael Gutierrez
Professional summary
Rafael Gutierrez, who also goes by Rafael Gutierrez II, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Urbandale, Iowa.
Rafael is registered as a RR (Registered Representative) and started their career in finance in 2022. Rafael has worked at 3 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rafael Gutierrez's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2024 - Present
VOYA FINANCIAL PARTNERS, LLC
June 13, 2024 - July 19, 2024
PACIFIC SELECT DISTRIBUTORS, LLC
January 13, 2023 - May 24, 2024
PACIFIC SELECT DISTRIBUTORS, LLC
August 23, 2022 - January 8, 2023
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2024)
Exams
Series 6TO
Date: 8/23/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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