Megan M. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Megan Marie Miller, who also goes by Megan Miller, was a registered financial professional .
Megan is a previously registered financial professional and started their career in finance in 2004. Megan had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2013 - April 18, 2013
USAA FINANCIAL PLANNING SERVICES
February 26, 2008 - April 3, 2013
USAA INVESTMENT SERVICES COMPANY
September 10, 2007 - April 18, 2013
USAA FINANCIAL ADVISORS, INC.
December 14, 2006 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
June 18, 2004 - July 11, 2006
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
