Anthony L. Burgess
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Lonnell Burgess, who also goes by Anthony L Burgess, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2004. Anthony had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2013 - October 20, 2014
AVANTAX ADVISORY SERVICES
June 27, 2013 - October 20, 2014
AVANTAX INVESTMENT SERVICES, INC.
June 4, 2008 - December 17, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 4, 2008 - December 17, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 22, 2007 - June 4, 2008
CETERA INVESTMENT SERVICES LLC
October 11, 2007 - June 4, 2008
CETERA INVESTMENT SERVICES LLC
June 17, 2005 - September 11, 2007
PNC WEALTH MANAGEMENT LLC
June 17, 2005 - September 11, 2007
PNC WEALTH MANAGEMENT LLC
August 2, 2004 - March 17, 2005
MORGAN STANLEY DW INC.
June 17, 2004 - August 13, 2004
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
