Wade W. Vandegrift
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wade Wilson Vandegrift was a registered financial professional .
Wade is a previously registered financial professional and started their career in finance in 2004. Wade had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2016 - March 14, 2022
BIRCH CREEK CAPITAL, LLC
October 8, 2010 - July 20, 2012
HOULIHAN LOKEY CAPITAL, INC.
January 22, 2009 - August 9, 2013
MISSION CAPITAL LLC
February 13, 2006 - January 8, 2008
RAIT SECURITIES, LLC
October 1, 2004 - September 16, 2005
COHEN & COMPANY SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BIRCH CREEK CAPITAL, LLC
CRD#: 158730 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 64,460,000 |
Red Flags
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