Flavio N. Carrillo
Professional summary
Flavio Nmi Carrillo, who also goes by Flavio Carrillo, was a registered financial advisor .
Flavio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Flavio had worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2026 - Present
Office #1: 78 Sw 7th Street Suite 500, Miami, FL 33130
July 29, 2022 - July 6, 2026
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 21, 2022 - July 6, 2026
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 12, 2019 - July 21, 2022
RAYMOND JAMES & ASSOCIATES, INC.
January 24, 2019 - July 21, 2022
RAYMOND JAMES & ASSOCIATES, INC.
April 19, 2006 - November 13, 2018
MICROSIGMA CAPITAL MANAGEMENT, LLC
August 26, 2004 - January 30, 2006
LEGG MASON WOOD WALKER, INCORPORATED
July 14, 2004 - January 30, 2006
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/22/2026)
Exams
Series 7TO
Date: 1/24/2019
General Securities Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
No current employment
TRUST BUT VERIFY
Monitor Flavio Carrillo
Get automatic monthly alerts on: