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FC

Flavio N. Carrillo

MIAMI, FL 33130
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CRD#: 4806992
FC
Flavio Nmi Carrillo

Professional summary


Flavio Nmi Carrillo, who also goes by Flavio Carrillo, was a registered financial advisor .

Flavio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Flavio had worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

At a Glance


Always Fiduciary

Aliases


Flavio Carrillo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 22, 2026 - Present

Office #1: 78 Sw 7th Street Suite 500, Miami, FL 33130
MIAMI, FL
Past

July 29, 2022 - July 6, 2026

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
NAPLES, FL
Past

July 21, 2022 - July 6, 2026

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
NAPLES, FL
Past

March 12, 2019 - July 21, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
Naples, FL
Past

January 24, 2019 - July 21, 2022

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
Naples, FL
Past

April 19, 2006 - November 13, 2018

MICROSIGMA CAPITAL MANAGEMENT, LLC

RIA
CRD#: 139226
CORAL GABLES, FL
Past

August 26, 2004 - January 30, 2006

LEGG MASON WOOD WALKER, INCORPORATED

RIA
CRD#: 6555
NAPLES, FL
Past

July 14, 2004 - January 30, 2006

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/22/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/24/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/24/2019
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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