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HH

Howard A. Hopkinson

OAK BAY FINANCIAL
HENDERSON, NV 89014
Some features on this profile are disabled
CRD#: 4806525
HH

Professional summary

Howard Allen Hopkinson II, who also goes by Howard Allen Hopkinson, Howie Hopkinson, is a registered financial advisor currently at OAK BAY FINANCIAL, LLC located in Henderson, Nevada.

Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Howard has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Howard Allen Hopkinson | Howie Hopkinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Allen Hopkinson II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 11, 2026 - Present

OAK BAY FINANCIAL, LLC

Office #1: 375 N Stephanie St #20, Henderson, NV 89014
RIA
CRD#: 339012
HENDERSON, NV
Past

July 1, 2004 - March 17, 2026

SECURITIES MANAGEMENT & RESEARCH, INC.

BD
CRD#: 759
HENDERSON, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/30/2026)
IAR
Nevada
(3/11/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/12/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/7/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/30/2004
Investment Company Products/Variable Contracts Representative Examination

Current Firm

OB
OAK BAY FINANCIAL, LLC
OAK BAY FINANCIAL LLC | OAK BAY FINANCIAL, LLC

CRD#: 339012 / SEC#:

Nevada
Registered Investment Advisory firm - (3/10/2026 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
375 N Stephanie St #20, Henderson, NV 89014
Mailing Address
Phone number
(702) 558-5448
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OAK BAY FINANCIAL, LLC

CRD#: 339012Henderson, NV 89014

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