David P. Macino

MACINO FINANCIAL

Holland, OH 43528

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CRD#: 4806492

Professional summary

David P Macino, who also goes by David Paul Mason, is a registered financial advisor currently at MACINO FINANCIAL, LLC located in Holland, Ohio.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Paul Mason

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MACINO FINANCIAL SERVICES; MANAGING MEMBER; INSURANCE: LIFE, HEALTH, FIXED ANNUITIES; OWNERSHIP: 100%; TIME SPENT: 20%; TERM: INDEFINITE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David P Macino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2018 - Present

MACINO FINANCIAL, LLC

Office #1: 1142 Corporate Drive Suite D, Holland, OH 43528

RIA

CRD#: 299160

Holland, OH

Past

August 27, 2015 - November 30, 2018

VIRTUE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167816

HOLLAND, OH

Past

August 23, 2011 - September 3, 2015

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

MAUMEE, OH

Past

July 25, 2008 - September 3, 2015

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

MAUMEE, OH

Past

July 2, 2007 - July 23, 2008

NYLIFE SECURITIES LLC

CRD#: 5167

MAUMEE, OH

Past

September 14, 2004 - June 7, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

MAUMEE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(11/7/2018)

IAR

Ohio
(11/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/31/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/3/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/13/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MACINO FINANCIAL, LLC

CRD#: 299160 / SEC#:

Michigan

Registered Investment Advisory firm - (11/1/2018 Approved)

Ohio

Registered Investment Advisory firm - (11/2/2018 Approved)

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Contact information

Main Address

1142 Corporate Drive Suite D, Holland, OH 43528

Mailing Address

Phone number

(419) 491-0909

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	231
AUM (Assets Under Management)	$ 12,072,324

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David P. Macino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David P Macino's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIRTUE CAPITAL MANAGEMENT, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

NYLIFE SECURITIES LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2013

Series 63

Date: 7/31/2006

SIE

Date: 9/3/2015

Series 7

Date: 1/12/2015

Series 6

Date: 9/13/2004

Current Firm

MACINO FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MACINO FINANCIAL, LLC

TRUST BUT VERIFY

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