Todd W. Berger

STEADTRUST

Hoboken, NJ

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CRD#: 4806289

Professional summary

Todd William Berger, who also goes by Todd William Berger Mr, Todd Berger, is a registered financial advisor currently at STEADTRUST located in Hoboken, New Jersey.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Todd has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd William Berger Mr | Todd Berger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RDL Wealth Management LLC, Investment related; PO Box 915 116 Decker Rd. Sheridan WY 82801, is in the financial securities business conducted thru SteadTrust. I do not receive commissions from RDL Wealth Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd William Berger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2025 - Present

STEADTRUST

RIA

CRD#: 334416

Hoboken, NJ

Past

July 22, 2022 - May 29, 2025

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

MEMPHIS, TN

Past

September 14, 2020 - May 29, 2025

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

Hoboken, NJ

Past

September 13, 2020 - July 22, 2022

NATIONAL SECURITIES CORPORATION

CRD#: 7569

NEW YORK, NY

Past

June 28, 2017 - September 24, 2020

FSIC

CRD#: 37813

BOCA RATON, FL

Past

May 13, 2015 - September 17, 2020

UNITED ADVISORS SERVICES, LLC

RIA

CRD#: 150080

NEW YORK, NY

Past

October 15, 2007 - May 20, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW YORK, NY

Past

October 15, 2007 - May 20, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

February 25, 2005 - October 15, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

June 30, 2004 - October 15, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEADTRUST

CRD#: 334416 / SEC#: 801-131951

RIA

Registered Investment Advisory firm - (2/10/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/6/2025)

IAR

Texas
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/24/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/29/2004

General Securities Representative Examination

Current Firm

STEADTRUST

CRD#: 334416 / SEC#: 801-131951

RIA

Registered Investment Advisory firm - (2/10/2025 Approved)

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Contact information

Main Address

Allen, TX

Mailing Address

Po Box 669, Allen, TX 75013

Phone number

(972) 876-8422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - STEADTRUST (6/2/2025)

WRAP FEE BROCHURE- STEADTRUST (6/2/2025)

Regulatory assets under management

Total Number of Accounts	1,018
AUM (Assets Under Management)	$ 438,883,769

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd W. Berger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd William Berger's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

FSIC

UNITED ADVISORS SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STEADTRUST

State Registrations and Notice Filings

Exams

Series 66

Date: 2/24/2005

SIE

Date: 10/1/2018

Series 7

Date: 6/29/2004

Current Firm

STEADTRUST

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEADTRUST

TRUST BUT VERIFY

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