Craig A. Parks

HOUSTON WEALTH MANAGEMENT

Houston, TX 77079

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CRD#: 4806241

Professional summary

Craig Allen Parks, CFP® is a registered financial advisor currently at HOUSTON WEALTH MANAGEMENT located in Houston, Texas.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Craig has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CRAIG PARKS, THE MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER FOR HWM, MAINTAINS ACTIVE INSURANCE LICENSES WITH THE STATE OF TEXAS (LICENSE #1303727) MAY BE A LICENSED INSURANCE AGENT/BROKER WITH VARIOUS COMPANIES. THE SALE OF THESE PRODUCTS ACCOUNTS FOR APPROXIMATELY 10% OR LESS OF HIS TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Allen Parks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

October 3, 2013 - Present

HOUSTON WEALTH MANAGEMENT

Office #1: 1035 Dairy Ashford, Suite #222, Houston, TX 77079

RIA

CRD#: 168715

Houston, TX

Past

February 8, 2013 - October 2, 2013

FAIRBANKS FINANCIAL WEALTH MANAGEMENT

RIA

CRD#: 114551

BRENHAM, TX

Past

November 16, 2010 - February 12, 2013

MORGAN STANLEY

RIA

CRD#: 149777

HOUSTON, TX

Past

November 16, 2010 - February 12, 2013

MORGAN STANLEY

CRD#: 149777

HOUSTON, TX

Past

January 19, 2005 - September 2, 2010

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

HOUSTON, TX

Past

January 19, 2005 - September 2, 2010

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

HOUSTON, TX

Past

September 9, 2004 - January 3, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/3/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 12/31/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/8/2004

General Securities Representative Examination

Current Firm

HOUSTON WEALTH MANAGEMENT

HOUSTON WEALTH MANAGEMENT | HOUSTON WEALTH MANAGEMENT LLC

CRD#: 168715 / SEC#:

Texas

Registered Investment Advisory firm - (10/3/2013 Approved)

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Contact information

Main Address

1035 Dairy Ashford, Suite #222, Houston, TX 77079

Mailing Address

14053 Memorial Dr. #400, Houston, TX 77079

Phone number

(281) 372-8410

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 6,570,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig A. Parks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Allen Parks's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOUSTON WEALTH MANAGEMENT

FAIRBANKS FINANCIAL WEALTH MANAGEMENT

MORGAN STANLEY

MORGAN STANLEY

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2004

Series 31

Date: 12/31/2010

Series 7

Date: 9/8/2004

Current Firm

HOUSTON WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOUSTON WEALTH MANAGEMENT

TRUST BUT VERIFY

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