Nicholas J. Hickly

THE INVESTMENT COUNSEL COMPANY OF NEVADA

Las Vegas, NV 89135

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CRD#: 4805933

Professional summary

Nicholas Joseph Hickly, CFP®, CIMA®, who also goes by Nicholas Joseph Hickly Jr, is a registered financial advisor currently at THE INVESTMENT COUNSEL COMPANY OF NEVADA located in Las Vegas, Nevada.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Nicholas has worked at 8 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Joseph Hickly Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Joseph Hickly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

Experience

Current

May 14, 2015 - Present

THE INVESTMENT COUNSEL COMPANY OF NEVADA

Office #1: 10000 W. Charleston Blvd. Suite 280, Las Vegas, NV 89135

RIA

CRD#: 19608

Las Vegas, NV

Past

May 30, 2012 - August 12, 2014

GIRARD SECURITIES, INC.

CRD#: 18697

LAS VEGAS, NV

Past

April 24, 2012 - August 8, 2014

UNITED CAPITAL FINANCIAL ADVISORS

RIA

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(5/14/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/26/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/7/2004

General Securities Representative Examination

Current Firm

THE INVESTMENT COUNSEL COMPANY OF NEVADA

FIDELITY FINANCIAL GROUP, INC. | THE INVESTMENT COUNSEL COMPANY OF NEVADA | THE INVESTMENT COUNSEL COMPANY

CRD#: 19608 / SEC#: 801-32353, 8-37685

RIA

Registered Investment Advisory firm - SEC (8/5/1988 Approved)

Terminated by SEC on 03/07/2011

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Contact information

Main Address

10000 W. Charleston Blvd. Suite 280, Las Vegas, NV 89135

Mailing Address

Phone number

(702) 871-8510

Established

Nevada since 03/26/1987

Firm type

Other Types of Legal Formation

Fiscal year end

December

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE (3/29/2025)

Direct owners and executive officers

Name	Position	CRD#
GARCIA FAMILY TRUST DTD 8/29/91, RANDY A. GARCIA & STACI R. GARCIA TTEES	TRUST
GARCIA, RANDY ANTHONY	DIRECTOR	862041
PARKER, WILHAMINA KATHLEEN ROPERO	PRESIDENT / CHIEF COMPLIANCE OFFICER	2908023
STACI ROBERTS GARCIA	DIRECTOR

Regulatory assets under management

Total Number of Accounts	2,306
AUM (Assets Under Management)	$ 1,838,311,006

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas J. Hickly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Joseph Hickly's CRS (Customer Relationship Summary).

Certified licenses

Experience

GIRARD SECURITIES, INC.

UNITED CAPITAL FINANCIAL ADVISORS

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

EDWARD JONES

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

Primary Firm SEC Registration

THE INVESTMENT COUNSEL COMPANY OF NEVADA

State Registrations and Notice Filings

Exams

Series 66

Date: 7/26/2004

Series 7

Date: 7/7/2004

Current Firm

THE INVESTMENT COUNSEL COMPANY OF NEVADA

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

THE INVESTMENT COUNSEL COMPANY OF NEVADA

TRUST BUT VERIFY

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