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Timothy Ryan

ALPENGLOW ADVISORS
KILLINGTON, VT
·CRD# 4805834·22 years registered

Professional Summary

Timothy Ryan, who also goes by Timothy P. Ryan, Timothy Patrick Ryan, is a registered financial advisor currently at ALPENGLOW ADVISORS LLC located in Killington, Vermont. Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Timothy has worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Timothy P. Ryan, Timothy Patrick Ryan

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years registered in the securities industry

Current & Past Employments

Current

ALPENGLOW ADVISORS LLCCurrent·CRD# 306067
RIA
Killington, VT
March 1, 2021 - Present

Past

ALPENGLOW ADVISORS LLCPast·CRD# 306067
RIA
Middletown, NJ
May 1, 2020 - December 31, 2020
PERSONAL CAPITAL ADVISORS CORPORATIONPast·CRD# 155172
RIA
Middletown, NJ
November 14, 2018 - September 30, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Short Hills, NJ
May 24, 2017 - November 5, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Short Hills, NJ
May 24, 2017 - November 5, 2018
MORGAN STANLEYPast·CRD# 149777
RIA
Red Bank, NJ
June 1, 2009 - May 25, 2017
MORGAN STANLEYPast·CRD# 149777
BD
Red Bank, NJ
June 1, 2009 - May 25, 2017
MORGAN STANLEY & CO. LLCPast·CRD# 8209
RIA
Red Bank, NJ
March 20, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLCPast·CRD# 8209
BD
Red Bank, NJ
March 20, 2008 - June 1, 2009
J.P. MORGAN SECURITIES LLCPast·CRD# 79
RIA
New York, NY
January 16, 2008 - April 2, 2008
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
New York, NY
January 11, 2008 - April 2, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
RIA
Parsippany, NJ
August 8, 2006 - January 8, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
BD
Parsippany, NJ
August 8, 2006 - January 8, 2008
CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574
RIA
New Vernon, NJ
August 11, 2005 - July 7, 2006
CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574
BD
New Vernon, NJ
August 11, 2005 - July 7, 2006
MORGAN STANLEY DW INC.Past·CRD# 7556
RIA
Morristown, NJ
January 3, 2005 - July 8, 2005
MORGAN STANLEY DW INC.Past·CRD# 7556
BD
Purchase, NY
August 6, 2004 - July 8, 2005

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Current Firm

AA
ALPENGLOW ADVISORS LLC

ALPENGLOW ADVISORS LLC

CRD#: 306067
California
Registered Investment Advisory firm - California (3/8/2022 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (3/1/2021 Approved)
Vermont
Registered Investment Advisory firm - Vermont (11/21/2023 Approved)

Contact Information

Main Address

Killington, VT

Phone Number

(862) 266-2572

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

41

AUM (Assets Under Management)

$8,320,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(3/8/2022)
IAR
New Jersey
(3/1/2021)
IAR
Vermont
(11/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2004About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Dec 2004About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Aug 2004About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Timothy Ryan's CRS (Customer Relationship Summary).

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