Timothy Ryan

ALPENGLOW ADVISORS LLC

Killington, VT

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CRD#: 4805834

Professional summary

Timothy Ryan, who also goes by Timothy P. Ryan, Timothy Patrick Ryan, is a registered financial advisor currently at ALPENGLOW ADVISORS LLC located in Killington, Vermont.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Timothy has worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy P. Ryan | Timothy Patrick Ryan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Ryan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2021 - Present

ALPENGLOW ADVISORS LLC

RIA

CRD#: 306067

Killington, VT

Past

May 1, 2020 - December 31, 2020

ALPENGLOW ADVISORS LLC

RIA

CRD#: 306067

Middletown, NJ

Past

November 14, 2018 - September 30, 2019

PERSONAL CAPITAL ADVISORS CORPORATION

RIA

CRD#: 155172

Middletown, NJ

Past

May 24, 2017 - November 5, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SHORT HILLS, NJ

Past

May 24, 2017 - November 5, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SHORT HILLS, NJ

Past

June 1, 2009 - May 25, 2017

MORGAN STANLEY

RIA

CRD#: 149777

RED BANK, NJ

Past

June 1, 2009 - May 25, 2017

MORGAN STANLEY

CRD#: 149777

RED BANK, NJ

Past

March 20, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

RED BANK, NJ

Past

March 20, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

RED BANK, NJ

Past

January 16, 2008 - April 2, 2008

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NEW YORK, NY

Past

January 11, 2008 - April 2, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

August 8, 2006 - January 8, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

PARSIPPANY, NJ

Past

August 8, 2006 - January 8, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

PARSIPPANY, NJ

Past

August 11, 2005 - July 7, 2006

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

NEW VERNON, NJ

Past

August 11, 2005 - July 7, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NEW VERNON, NJ

Past

January 3, 2005 - July 8, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MORRISTOWN, NJ

Past

August 6, 2004 - July 8, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/8/2022)

IAR

New Jersey
(3/1/2021)

IAR

Vermont
(11/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/2/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/5/2004

General Securities Representative Examination

Current Firm

ALPENGLOW ADVISORS LLC

CRD#: 306067 / SEC#:

California

Registered Investment Advisory firm - (3/8/2022 Approved)

New Jersey

Registered Investment Advisory firm - (3/1/2021 Approved)

Vermont

Registered Investment Advisory firm - (11/21/2023 Approved)

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Contact information

Main Address

Killington, VT

Mailing Address

Phone number

(862) 266-2572

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 7,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy Ryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Ryan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPENGLOW ADVISORS LLC

PERSONAL CAPITAL ADVISORS CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2004

SIE

Date: 10/1/2018

Series 31

Date: 12/2/2004

Series 7

Date: 8/5/2004

Current Firm

ALPENGLOW ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALPENGLOW ADVISORS LLC

TRUST BUT VERIFY

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