Emanuel Wilkes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emanuel Wilkes, who also goes by Emanuel Wilkes Jr., was a registered financial professional .
Emanuel is a previously registered financial professional and started their career in finance in 2004. Emanuel had worked at 5 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2012 - June 26, 2013
SECURITY CAPITAL BROKERAGE, INC.
December 22, 2011 - April 20, 2012
SECURITY CAPITAL BROKERAGE, INC.
December 16, 2010 - August 24, 2011
GARDNER RICH, L.L.C.
July 27, 2010 - December 21, 2010
MELVIN SECURITIES, L.L.C.
October 18, 2007 - September 8, 2010
GARDNER RICH, L.L.C.
September 20, 2007 - January 10, 2008
E*TRADE SECURITIES LLC
June 11, 2004 - July 19, 2007
JACKSON SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/14/2005
Limited Representative-Equity Trader ExamCurrent Firm
SECURITY CAPITAL BROKERAGE, INC.
CRD#: 35405 / SEC#: , 8-46669
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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