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SM

Sean T. Mcclay

STM ASSET MANAGEMENT LLC
Fairhope, AL
Some features on this profile are disabled
CRD#: 4805551
SM

Professional summary

Sean Thomas Mcclay is a registered financial advisor currently at STM ASSET MANAGEMENT LLC located in Fairhope, Alabama.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Sean has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IN ADDITION TO STM ASSET MANAGEMENT, SEAN MCCLAY IS AN E LICENSED SOCCER COACH WITH DAPHNE STRIKE SOCCER CLUB. SEAN COACHES THE DAPHNE STRIKE U9 GIRLS ACADEMY TEAM. SEAN SPENDS ABOUT 6 HOURS A WEEK/ 24 HOURS A MONTH ON SOCCER AND SOCCER RELATED ACTIVITIES NONE INTERFERING WITH THE NORMAL BUSINESS HOURS OF STM ASSET MANAGEMENT. HOURS FOR SOCCER ARE NORMALLY MONDAY AND WEDNESDAY 5:30 PM TO 7 PM AND SATURDAY MORNINGS AND OCCASIONALLY SUNDAY. THIS BUSINESS IS NOT INVESTMENT RELATED. SEAN MCCLAY ALSO IS THE OWNER OPERATOR OF A PAPER ROUTE THROUGH ADVANCED CENTRAL SERVICES. THE PAPER ROUTE DOES NOT INTERFERE WITH THE NORMAL BUSINESS HOURS OF STM ASSET MANAGEMENT AND ABOUT 10 HOURS A WEEK/ 40 HOURS A MONTH ARE SPENT ON ADVANCED CENTRAL SERVICES BUSINESS. THE HOURS OF OPERATION OF THE PAPER ROUTE ARE WEDNESDAY, FRIDAY AND SUNDAY FROM 1AM TO 4AM. THIS BUSINESS IS NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Thomas Mcclay's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2009 - Present

STM ASSET MANAGEMENT LLC

RIA
CRD#: 150213
Fairhope, AL
Past

February 20, 2007 - May 27, 2009

EDWARD JONES

RIA
CRD#: 250
FAIRHOPE, AL
Past

January 16, 2006 - May 27, 2009

EDWARD JONES

BD
CRD#: 250
FAIRHOPE, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(6/16/2009)
IAR
Florida
(5/13/2025)
IAR
Louisiana
(1/9/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/15/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/19/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/13/2006
General Securities Representative Examination

Current Firm

SA
STM ASSET MANAGEMENT LLC
MCCLAY, SEAN THOMAS | STM ASSET MANAGEMENT LLC | STM ASSET MANAGEMENT

CRD#: 150213 / SEC#:

Alabama
Registered Investment Advisory firm - (6/16/2009 Approved)
Florida
Registered Investment Advisory firm - (5/13/2025 Approved)
Louisiana
Registered Investment Advisory firm - (1/9/2024 Approved)
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Contact information

Main Address
Fairhope, AL
Mailing Address
Phone number
(251) 533-6521
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts500
AUM (Assets Under Management)$ 52,735,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STM ASSET MANAGEMENT LLC

CRD#: 150213Fairhope, AL

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