Amy Fulghum

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CRD#: 4805463

Professional summary

Amy Fulghum was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Amy Fulghum, who also goes by Amy Marie Fulghum, Amy Marie Maxwell, was a registered financial professional .

Amy is a previously registered financial professional and started their career in finance in 2024. Amy had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Amy Marie Fulghum | Amy Marie Maxwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 26, 2024 - April 11, 2025

LANIER FINANCIAL GROUP LLC

RIA

CRD#: 152945

ATHENS, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LANIER FINANCIAL GROUP LLC

HRICZO, NATHAN J. | LANIER FINANCIAL GROUP LLC

CRD#: 152945 / SEC#: 801-129903

RIA

Registered Investment Advisory firm - (4/18/2024 Approved)

Georgia

Registered Investment Advisory firm - (4/26/2024 Terminated)

Ohio

Registered Investment Advisory firm - (4/19/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2024

Uniform Investment Adviser Law Examination

Current Firm

LANIER FINANCIAL GROUP LLC

HRICZO, NATHAN J. | LANIER FINANCIAL GROUP LLC

CRD#: 152945 / SEC#: 801-129903

RIA

Registered Investment Advisory firm - (4/18/2024 Approved)

Georgia

Registered Investment Advisory firm - (4/26/2024 Terminated)

Ohio

Registered Investment Advisory firm - (4/19/2024 Terminated)

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Contact information

Main Address

490 N. Milledge Avenue, Athens, GA 30601

Mailing Address

P.o Box 6694, Athens, GA 30604

Phone number

(404) 882-2628

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE ADV 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	661
AUM (Assets Under Management)	$ 208,370,810

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Amy Fulghum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LANIER FINANCIAL GROUP LLC

Primary Firm SEC Registration

LANIER FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2024

Current Firm

LANIER FINANCIAL GROUP LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LANIER FINANCIAL GROUP LLC

TRUST BUT VERIFY

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