GC
George S. Charping
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CRD#: 4805301
GC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Stanmore Charping, CFP®, who also goes by Stan Charping, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2004. George had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Stan Charping
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INDEPENDENT INSURANCE AGENT;YES;441 BROWNS CROSSING RD NW, MILLEDGEVILLE, GA 31061;FIXED INSURANCE SALES;INDEPENDENT INSURANCE AGENT;03/27/2009;160;160;SALES OF FIXED INSURANCE; 2)IGIT APPAREL,NO,441 BROWNS CROSSING RD, MILLEDGEVILLE, GA 31061,RETAIL,OWNER,02/06/2014,10,0,RETAIL SALES OF APPAREL. Retail Christian Apparel to raise funding for various ministries. Owner 3)FIRST TRUST COMMERCIAL CAPITAL; 150 PA RD NE, MILLEDGEVILLE, GA; OWNER; SEEKING OPPURTUNITIES TO SECURING VARIUS TYPES OF LENDING FOR BUSINESSES; START 12/16/22, START UP PART TIME 40 HOURS A MONTH, PAID COMMISSIONS
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Past
July 7, 2020 - July 15, 2024
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
Milledgeville, GA
Past
November 6, 2019 - November 10, 2020
EPG WEALTH MANAGEMENT LLC
RIA
CRD#: 302075
Milledgeville, GA
Past
April 14, 2009 - December 4, 2017
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
MILLEDGEVILLE, GA
Past
March 27, 2009 - December 4, 2017
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
MILLEDGEVILLE, GA
Past
January 1, 2008 - March 27, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MILLEDGEVILLE, GA
Past
January 1, 2008 - March 27, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MILLEDGEVILLE, GA
Past
August 19, 2004 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
MILLEDGEVILLE, GA
Past
August 5, 2004 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
MILLEDGEVILLE, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
