Jessi R. Andrews

INTERWEALTH MANAGEMENT

Denver, CO

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CRD#: 4805276

Professional summary

Jessi Ringo Andrews, CFP®, who also goes by Jessi Ringo Brummett, Jessi R Brummett, is a registered financial advisor currently at INTERWEALTH MANAGEMENT, LLC located in Denver, Colorado.

Jessi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jessi has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jessi Ringo Brummett | Jessi R Brummett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessi Ringo Andrews's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

June 12, 2023 - Present

INTERWEALTH MANAGEMENT, LLC

RIA

CRD#: 155597

Denver, CO

Past

July 26, 2019 - April 17, 2023

NEW FRONTIER ADVISORS, LLC

RIA

CRD#: 147181

CENTENNIAL, CO

Past

August 17, 2015 - July 16, 2019

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

Mesa, AZ

Past

August 17, 2015 - July 16, 2019

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

August 15, 2014 - August 3, 2015

ASSETMARK BROKERAGE, LLC

CRD#: 169804

Encino, CA

Past

December 3, 2013 - August 15, 2014

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

January 26, 2010 - August 4, 2015

ASSETMARK, INC.

RIA

CRD#: 109018

CONCORD, CA

Past

January 19, 2010 - November 11, 2013

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

January 26, 2006 - November 20, 2009

RUSSELL INVESTMENTS

RIA

CRD#: 105734

MESA, AZ

Past

September 21, 2004 - November 20, 2009

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERWEALTH MANAGEMENT, LLC

INTERWEALTH MANAGEMENT ADVISORS, LLC | RYAN DENIS | INTERWEALTH MANAGEMENT, LLC

CRD#: 155597 / SEC#: 801-116669

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

Arizona

Registered Investment Advisory firm - (1/5/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2004

General Securities Representative Examination

Current Firm

INTERWEALTH MANAGEMENT, LLC

INTERWEALTH MANAGEMENT ADVISORS, LLC | RYAN DENIS | INTERWEALTH MANAGEMENT, LLC

CRD#: 155597 / SEC#: 801-116669

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

Arizona

Registered Investment Advisory firm - (1/5/2022 Terminated)

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Contact information

Main Address

8585 E Hartford Dr Suite 108, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 397-2691

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTER WEALTH MANAGEMENT ADV II (3/4/2025)

Regulatory assets under management

Total Number of Accounts	704
AUM (Assets Under Management)	$ 253,629,649

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jessi R. Andrews

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessi Ringo Andrews's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW FRONTIER ADVISORS, LLC

SEI INVESTMENTS MANAGEMENT CORP

SEI INVESTMENTS DISTRIBUTION CO.

ASSETMARK BROKERAGE, LLC

CAPITAL BROKERAGE CORPORATION

ASSETMARK, INC.

CAPITAL BROKERAGE CORPORATION

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

INTERWEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/20/2004

Current Firm

INTERWEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTERWEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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