Victoria J. Powell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Jessica Powell was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 2004. Victoria had worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2020 - November 26, 2025
VJP FINANCE LLC
January 12, 2015 - January 12, 2017
PRISM FINANCIAL CONCEPTS
April 10, 2013 - December 31, 2014
LIFETIME INVESTMENT MANAGEMENT, L.L.C.
September 30, 2010 - June 23, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
January 30, 2007 - June 23, 2020
FIRST ALLIED SECURITIES, INC.
October 4, 2004 - October 7, 2010
GREENBOOK INVESTMENT MANAGEMENT, INC.
May 21, 2004 - September 16, 2004
XELAN FINANCIAL PLANNING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VJP FINANCE LLC
CRD#: 306047 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
