Eugene M. Elzenberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Matthew Elzenberger, who also goes by Gene Matthew Elzenberger, Eugene Matthew Elzenberger, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 2004. Eugene had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2018 - September 2, 2021
HAMSHER WEALTH MANAGEMENT, LLC
May 29, 2015 - December 31, 2016
HBW ADVISORY SERVICES LLC
January 3, 2015 - May 14, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 6, 2007 - May 6, 2008
VALIC FINANCIAL ADVISORS, INC.
February 16, 2007 - May 6, 2008
VALIC FINANCIAL ADVISORS, INC.
October 28, 2004 - October 19, 2005
VERITRUST FINANCIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAMSHER WEALTH MANAGEMENT, LLC
CRD#: 284018 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 9,835,485 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
