Jonathan D. Templeton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan David Templeton, CFP®, who also goes by Jon David Templeton, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2015. Jonathan had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2020 - July 21, 2020
THRIVENT ADVISOR NETWORK, LLC
February 21, 2017 - June 19, 2018
ALLSTATE FINANCIAL ADVISORS, LLC
February 21, 2017 - June 19, 2018
ALLSTATE FINANCIAL SERVICES, LLC
April 15, 2015 - August 14, 2015
EDWARD JONES
January 28, 2015 - August 14, 2015
EDWARD JONES
Primary Firm SEC Registration
THRIVENT ADVISOR NETWORK, LLC
CRD#: 304569 / SEC#: 801-117013
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THRIVENT ADVISOR NETWORK, LLC
CRD#: 304569 / SEC#: 801-117013
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
