Chad P. Kunc

CPK WEALTH MANAGEMENT

FORT MYERS, FL

Some features on this profile are disabled

CRD#: 4804356

Professional summary

Chad Paul Kunc, who also goes by Chad P Kunc, is a registered financial advisor currently at CPK WEALTH MANAGEMENT LLC located in Fort Myers, Florida.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Chad has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chad P Kunc

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Paul Kunc's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 27, 2018 - Present

CPK WEALTH MANAGEMENT LLC

RIA

CRD#: 296913

FORT MYERS, FL

Past

June 1, 2018 - December 24, 2018

CPK WEALTH MANAGEMENT LLC

RIA

CRD#: 296913

FORT MYERS, FL

Past

January 1, 2008 - May 31, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FORT MYERS, FL

Past

January 1, 2008 - May 31, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FORT MYERS, FL

Past

July 28, 2004 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

MARSHALLTOWN, IA

Past

July 14, 2004 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

MARSHALLTOWN, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/27/2018)

IAR

Iowa
(2/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2004

General Securities Representative Examination

Current Firm

CPK WEALTH MANAGEMENT LLC

ALVESOLM WEALTH MANAGEMENT, LLC | CPK WEALTH MANAGEMENT LLC | CPK WEALTH MANAGEMENT

CRD#: 296913 / SEC#: 801-113299

RIA

Registered Investment Advisory firm - (12/24/2018 Terminated)

Florida

Registered Investment Advisory firm - (12/27/2018 Approved)

Iowa

Registered Investment Advisory firm - (2/14/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

12381 South Cleveland Avenue Suite 102, Fort Myers, FL 33907

Mailing Address

Phone number

(239) 230-2177

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	198
AUM (Assets Under Management)	$ 70,465,287

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Chad P. Kunc

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Paul Kunc's CRS (Customer Relationship Summary).

Certified licenses

Experience

CPK WEALTH MANAGEMENT LLC

CPK WEALTH MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2004

SIE

Date: 5/31/2018

Series 7

Date: 7/13/2004

Current Firm

CPK WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CPK WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors