Methin Siengsukon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Methin Siengsukon, who also goes by Tim Siengsukon, was a registered financial professional .
Methin is a previously registered financial professional and started their career in finance in 2004. Methin had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2017 - February 17, 2021
COPPER FINANCIAL
October 31, 2011 - August 18, 2015
CENTRAL STATES CAPITAL MARKETS, LLC
August 12, 2009 - November 18, 2011
DEWAAY FINANCIAL NETWORK, LLC
September 17, 2004 - January 23, 2009
UMB FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
COPPER FINANCIAL
CRD#: 168203 / SEC#: 801-89168, 8-69295
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COPPER FINANCIAL
CRD#: 168203 / SEC#: 801-89168, 8-69295
Contact information
SEC notice filing (29 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMUNITYAMERICA CUSO ONE LLC | SHAREHOLDER | |
| CHRISTIAN, TRACY | ELECTED MANAGER | 7678129 |
| DEHNER, MICHAEL JAMES | FINANCIAL OPERATIONS PRINCIPAL | 7334680 |
| GINTER, LISA ROSELLE | ELECTED MANAGER | 6482083 |
| HAGGERTY, MICHAEL PATRICK | PRESIDENT, CHIEF COMPLIANCE OFFICER | 3172920 |
| KROPP, STEPHEN DALE | ELECTED MANAGER | 7337607 |
| PATRICK, MICHAEL ALAN | ELECTED MANAGER | 6482087 |
| SARACINI, TIMOTHY RICE | ELECTED MANAGER | 1303842 |
Regulatory assets under management
| Total Number of Accounts | 4,082 |
| AUM (Assets Under Management) | $ 346,070,238 |
Red Flags
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