Kevin R. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Richard Kelly, who also goes by Kevin Kelly, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2004. Kevin had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2012 - March 8, 2018
RECON CAPITAL
July 30, 2004 - December 31, 2011
SOURCE CAPITAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RECON CAPITAL
CRD#: 159657 / SEC#: 801-79880
Contact information
Red Flags
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