Roger D. Dickerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger D Dickerson, who also goes by Roger D Dickerson, was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 2007. Roger had worked at 3 firms and has passed the Series 66, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2011 - January 17, 2012
PARTNERSHIP CAPITAL GROWTH, LLC
March 24, 2009 - January 18, 2012
PAGEMILL PARTNERS, LLC
December 6, 2007 - December 26, 2008
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARTNERSHIP CAPITAL GROWTH, LLC
CRD#: 140385 / SEC#: , 8-67314
Contact information
FINRA licenses (24 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
