Shane C. Wilhelm
Professional summary
Shane Collins Wilhelm was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Shane is a previously registered financial professional and started their career in finance in 2004. Prior to being barred, Shane had worked at 10 firms, which includes FORTUNE FINANCIAL SERVICES INC., ONESEVEN, TRUIST ADVISORY SERVICES INC., TRUIST INVESTMENT SERVICES INC., BB&T SECURITIES LLC, SCOTT & STRINGFELLOW LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, MSI FINANCIAL SERVICES INC., WELLS FARGO CLEARING SERVICES LLC, SIGNATOR INVESTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2021 - October 6, 2022
FORTUNE FINANCIAL SERVICES, INC.
February 23, 2021 - September 8, 2022
ONESEVEN
September 21, 2016 - February 16, 2021
TRUIST ADVISORY SERVICES, INC.
August 28, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
August 28, 2015 - February 16, 2021
TRUIST INVESTMENT SERVICES, INC.
January 2, 2013 - September 1, 2015
BB&T SECURITIES, LLC
January 2, 2013 - September 1, 2015
BB&T SECURITIES, LLC
October 5, 2011 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
September 7, 2011 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
July 15, 2011 - August 11, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 25, 2009 - May 24, 2011
MSI FINANCIAL SERVICES, INC.
January 19, 2007 - March 6, 2009
WELLS FARGO CLEARING SERVICES, LLC
July 13, 2004 - January 24, 2005
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
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