Charles S. Estes
Professional summary
Charles Scott Estes, who also goes by Charles S Estes, Chip Estes, is a registered financial advisor currently at BETTER THINGS FINANCIAL PARTNERS LLC located in Lexington, South Carolina.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Charles has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Scott Estes's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2014 - Present
BETTER THINGS FINANCIAL PARTNERS LLC
July 28, 2008 - October 5, 2012
BB&T INVESTMENT SERVICES, INC.
July 24, 2008 - October 5, 2012
BB&T INVESTMENT SERVICES, INC.
June 5, 2007 - June 9, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 30, 2007 - June 9, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 3, 2004 - March 12, 2007
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/10/2014)
Exams
Current Firm
BETTER THINGS FINANCIAL PARTNERS LLC
CRD#: 172601 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 71 |
| AUM (Assets Under Management) | $ 9,998,000 |
Red Flags
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