Aaron L. Hammer

LONE PEAK ADVISERS

St. Cloud, MN 56303

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CRD#: 4803779

Professional summary

Aaron L Hammer is a registered financial advisor currently at LONE PEAK ADVISERS located in St. Cloud, Minnesota and TRANSITIONAL BROKER LLC located in Draper, Utah.

Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Aaron has worked at 5 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Ohio National; Cincinnati, OH; life insurance agent; service in-force fixed life insurance business; 6-10 hours/month; not investment related; compensation includes trail commissions./// 2) KAH Crafts; St. Cloud, MN; Owner; Making and selling leather goods; Own and receive profits/losses from the business; not investment related; compensation from selling leather goods online.///

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron L Hammer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

LONE PEAK ADVISERS

Office #1: 2700 1st Street North, #204, St. Cloud, MN 56303

RIA

CRD#: 296772

St. Cloud, MN

Current

September 12, 2025 - Present

TRANSITIONAL BROKER LLC

Office #1: 11650 S. State Street, Suite 200, Draper, UT 84020

CRD#: 304313

Draper, UT

Past

April 10, 2014 - September 8, 2025

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

ST. CLOUD, MN

Past

July 5, 2006 - September 8, 2025

VALMARK SECURITIES, INC.

CRD#: 31243

ST. CLOUD, MN

Past

September 9, 2004 - July 7, 2006

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

ST CLOUD, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LONE PEAK ADVISERS

CRD#: 296772 / SEC#: 801-127627

RIA

Registered Investment Advisory firm - (3/28/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(10/30/2025)

IAR

Minnesota
(9/5/2025)

Minnesota
(9/12/2025)

IAR

Ohio
(9/9/2025)

IAR

Pennsylvania
(9/5/2025)

Pennsylvania
(9/12/2025)

Texas
(9/12/2025)

Wisconsin
(10/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/22/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 9/12/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/8/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LONE PEAK ADVISERS

CRD#: 296772 / SEC#: 801-127627

RIA

Registered Investment Advisory firm - (3/28/2023 Approved)

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Contact information

Main Address

11650 South State Street Suite 200, Draper, UT 84020-7150

Mailing Address

Phone number

(801) 855-8886

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LONE PEAK ADVISERS, LLC - FORM ADV PART 2A (3/3/2025)

Regulatory assets under management

Total Number of Accounts	743
AUM (Assets Under Management)	$ 119,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron L. Hammer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron L Hammer's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSITIONAL BROKER LLC

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

THE O.N. EQUITY SALES COMPANY

Primary Firm SEC Registration

LONE PEAK ADVISERS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2014

Series 63

Date: 9/22/2004

Series 6TO

Date: 9/12/2025

SIE

Date: 10/1/2018

Series 7

Date: 9/8/2004

FINRA

Current Firm

LONE PEAK ADVISERS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LONE PEAK ADVISERS

TRUST BUT VERIFY

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