Azita L. Simler

TRADEWINDS CAPITAL MANAGEMENT

Bellingham, WA 98226

Some features on this profile are disabled

CRD#: 4803527

Professional summary

Azita L Simler, who also goes by Azita Leah Bodaghi Birk, is a registered financial advisor currently at TRADEWINDS CAPITAL MANAGEMENT, LLC located in Bellingham, Washington.

Azita is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Azita has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Azita Leah Bodaghi Birk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SINCE DECEMBER 1, 2010, I HAVE BEEN A PART TIME EMPLOYEE OF NATHAN SIMLER BALLROOM LOCATED AT 1135 37TH ST, BELLINGHAM, WA 98229. NATHAN SIMLER BALLROOM IS SOLE PROPRIETORSHIP THAT PROVIDES BALLROOM DANCE INSTRUCTION AND TRAINING. IT IS A NON-INVESTMENT RELATED BUSINESS. I PERFORM BOOKKEEPING, WEBSITE, MARKETING AND RELATED OFFICE SUPPORT FUNCTIONS. I DEVOTE APPROXIMATELY 20 HOUR PER MONTH TO NATHAN SIMLER BALLROOM, NONE DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Azita L Simler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2019 - Present

TRADEWINDS CAPITAL MANAGEMENT, LLC

Office #1: 2211 Rimland Drive Suite 401, Bellingham, WA 98226

RIA

CRD#: 145934

Bellingham, WA

Past

January 11, 2013 - November 26, 2019

SATURNA CAPITAL CORPORATION

RIA

CRD#: 25586

BELLINGHAM, WA

Past

January 11, 2013 - June 11, 2019

SATURNA BROKERAGE SERVICES, INC

CRD#: 18437

BELLINGHAM, WA

Past

June 6, 2012 - January 17, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

BELLINGHAM, WA

Past

May 8, 2012 - January 17, 2013

LPL FINANCIAL LLC

CRD#: 6413

BELLINGHAM, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRADEWINDS CAPITAL MANAGEMENT, LLC

CRD#: 145934 / SEC#: 801-68789

RIA

Registered Investment Advisory firm - (2/6/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(11/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/2012

General Securities Representative Examination

Current Firm

TRADEWINDS CAPITAL MANAGEMENT, LLC

CRD#: 145934 / SEC#: 801-68789

RIA

Registered Investment Advisory firm - (2/6/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2211 Rimland Drive Suite 401, Bellingham, WA 98226

Mailing Address

Phone number

(360) 715-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (11/7/2025)

Regulatory assets under management

Total Number of Accounts	2,652
AUM (Assets Under Management)	$ 602,785,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Philip Richman

CICLO WEALTH LLC

IAR

Portland, OR

Benjamin Stroh

PFS INVESTMENTS INC.

IAR

Skaneateles, NY

Ronald Guay

FALCON WEALTH PLANNING, INC.

IAR

San Jose, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Azita L. Simler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Azita L Simler's CRS (Customer Relationship Summary).

Certified licenses

Experience

SATURNA CAPITAL CORPORATION

SATURNA BROKERAGE SERVICES, INC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

TRADEWINDS CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2012

SIE

Date: 10/1/2018

Series 7

Date: 5/7/2012

Current Firm

TRADEWINDS CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRADEWINDS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors