NK

Nikitas N. Koumoundouros

KOMONS FINANCIAL
CARROLLTON, TX 75006
Some features on this profile are disabled
CRD#: 4803482
NK

Professional summary


Nikitas Nikolaos Koumoundouros, AIF®, who also goes by Nik Koumoundouros, Nikitas N Koumoundouros, is a registered financial advisor currently at KOMONS FINANCIAL LLC located in Carrollton, Texas.

Nikitas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Nikitas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Nik Koumoundouros | Nikitas N Koumoundouros

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Nikitas Nikolaos Koumoundouros's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

Experience


Current

February 5, 2026 - Present

KOMONS FINANCIAL LLC

Office #1: 2236 Woodcreek, Carrollton, TX 75006
RIA
CRD#: 302087
CARROLLTON, TX
Past

May 21, 2019 - December 31, 2025

KOMONS FINANCIAL LLC

RIA
CRD#: 302087
CARROLLTON, TX
Past

July 25, 2013 - May 24, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
CARROLLTON, TX
Past

July 25, 2013 - May 24, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
CARROLLTON, TX
Past

October 21, 2011 - July 29, 2013

NEW ENGLAND SECURITIES

RIA
CRD#: 615
DALLAS, TX
Past

February 28, 2011 - July 29, 2013

NEW ENGLAND SECURITIES

BD
CRD#: 615
DALLAS, TX
Past

January 12, 2006 - February 17, 2011

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

BD
CRD#: 124902
IRVING, TX
Past

August 4, 2004 - March 1, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(2/5/2026)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


KF
KOMONS FINANCIAL LLC
KOMONS FINANCIAL LLC

CRD#: 302087 / SEC#:

Nevada
Registered Investment Advisory firm - (12/31/2025 Failure to Renew)
Texas
Registered Investment Advisory firm - (2/5/2026 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
2236 Woodcreek, Carrollton, TX 75006
Mailing Address
Phone number
(214) 506-7683
Established
Firm type
Fiscal year end
# of Employees
1

Regulatory assets under management


Total Number of Accounts187
AUM (Assets Under Management)$ 31,609,280

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KOMONS FINANCIAL LLC

CRD#: 302087Carrollton, TX 75006

TRUST BUT VERIFY

Monitor Nikitas Koumoundouros

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Kerry John Prazak
Kerry PrazakAdvisorCheck Check Mark
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
IAR
SOUTHLAKE, TX
Kenneth Bernard Hopkins
Kenneth HopkinsAdvisorCheck Check Mark
ORION WEALTH MANAGEMENT LLC
IAR
RR
RICHARDSON, TX
David Antonio Alvarez
David AlvarezAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Grapevine, TX
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.