Gregory M. Pinter

JPS FINANCIAL

Westlake, OH 44145

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CRD#: 4803346

Professional summary

Gregory M Pinter, CFP® is a registered financial advisor currently at JPS FINANCIAL, LLC located in Westlake, Ohio.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Gregory has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***PERIODIC SALE OF GROUP INSURANCE 1/2005: VARIOUS INSURANCE CARRIERS. I RECEIVE COMMISIONS ON THE SALE OF GROUP LIFE, DISABLITLY, MEDICAL, DENTAL, AND VISION INSURANCE OUTSIDE OF PRINCIPAL FINANCIAL GROUP. NOT INVESTMENT RELATED ***MASSMUTUAL, GUARDIAN, JL THOMAS & CO,OH, INSUR BROKER, SALES OF FIXED TERM LIFE, WHOLE LIFE, DISABLITY, FIXED ANNUITIES, LTC PRODUCT, 2008-PRESENT, NOT INVESTMENT RELATED. UNUM AND THE HARTFORD, '08-PRESENT, OH, SELLING & SERVICING OF SHORT TERM DISABILITY, LTC & GROUP LIFE, 5 HRS/MO, NON INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory M Pinter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

January 7, 2014 - Present

JPS FINANCIAL, LLC

Office #1: 2001 Crocker Road Suite 530, Westlake, OH 44145

RIA

CRD#: 169208

Westlake, OH

Past

January 10, 2005 - January 8, 2014

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

WESTLAKE, OH

Past

June 3, 2004 - January 8, 2014

PRINCIPAL SECURITIES, INC.

CRD#: 1137

WESTLAKE, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JPS FINANCIAL, LLC

CRD#: 169208 / SEC#: 801-78803

RIA

Registered Investment Advisory firm - (1/6/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/7/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/16/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/2/2004

General Securities Representative Examination

Current Firm

JPS FINANCIAL, LLC

CRD#: 169208 / SEC#: 801-78803

RIA

Registered Investment Advisory firm - (1/6/2014 Approved)

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Contact information

Main Address

2001 Crocker Road Suite 530, Westlake, OH 44145

Mailing Address

Phone number

(440) 899-6350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 DISCLOSURE BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	742
AUM (Assets Under Management)	$ 302,085,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory M. Pinter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory M Pinter's CRS (Customer Relationship Summary).

Certified licenses

Experience

JPS FINANCIAL, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

JPS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/2004

Series 7

Date: 6/2/2004

Current Firm

JPS FINANCIAL, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JPS FINANCIAL, LLC

TRUST BUT VERIFY

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