Hermes G. Conesa Barrionuevo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hermes Gustavo Conesa Barrionuevo, who also goes by Hermes G Conesa, Hermes Gustavo Conesa, Hermes G Conesa Barrionuevo, Hermes Gustavo Conesa-barrionuevo, was a registered financial professional .
Hermes is a previously registered financial professional and started their career in finance in 2004. Hermes had worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 11 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2024 - June 2, 2025
SLP WEALTH
June 7, 2016 - December 31, 2017
SIMPLEIVEST
June 20, 2014 - March 22, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 19, 2014 - March 22, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 5, 2014 - June 2, 2014
EQUITABLE ADVISORS, LLC
March 26, 2013 - June 2, 2014
EQUITABLE ADVISORS, LLC
September 30, 2004 - September 30, 2011
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
Primary Firm SEC Registration
SLP WEALTH
CRD#: 325631 / SEC#: 801-127646
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 9/29/2004
Assistant Representative-Order Processing Qualification ExamCurrent Firm
SLP WEALTH
CRD#: 325631 / SEC#: 801-127646
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 846 |
| AUM (Assets Under Management) | $ 29,211,037 |
Red Flags
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