Heather L. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heather Lane Bell, CFP®, ChFC®, who also goes by Heather Lane Seiler, was a registered financial professional .
Heather is a previously registered financial professional and started their career in finance in 2004. Heather had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
College for Financial Planning
Masters of Science - Personal Financial Planning
2019
University of Miami
Bachelor of Arts (BA) - Economics and Communications Management
2003
Experience
July 13, 2018 - January 10, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 27, 2018 - July 13, 2018
STRATEGIC ADVISERS LLC
January 12, 2018 - January 10, 2025
FIDELITY BROKERAGE SERVICES LLC
January 8, 2018 - January 19, 2018
USAA INVESTMENT SERVICES COMPANY
December 9, 2013 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
December 3, 2013 - January 19, 2018
USAA FINANCIAL ADVISORS, INC.
April 5, 2011 - September 18, 2013
LPL FINANCIAL LLC
March 30, 2011 - September 18, 2013
LPL FINANCIAL LLC
December 21, 2007 - March 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
December 14, 2007 - March 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
October 9, 2007 - November 19, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
October 2, 2007 - November 19, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
September 8, 2004 - February 15, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
September 3, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
September 3, 2004 - February 15, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY PERSONAL AND WORKPLACE ADVISORS
Financial ConsultantCRD#: 288590TRUST BUT VERIFY
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